Ecomms Surveillance Specialist

2 days ago


London, Greater London, United Kingdom Investigo Full time
Job Title: Ecomms Surveillance Specialist

About the Role:

We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.

Key Responsibilities:

  • Ecomms Surveillance: Monitor and analyse electronic communications (email, chat, voice, and other digital platforms) for signs of market abuse, insider trading, or misconduct.
  • Trade Surveillance: Support trade data monitoring efforts by analysing trading patterns and behaviour to detect potential regulatory breaches or manipulation.
  • Regulatory Compliance: Ensure compliance with market abuse regulations (MAR) and other relevant regulatory frameworks, such as MiFID II, EMIR, and REMIT.
  • Investigations: Collaborate with the Compliance and Legal teams to investigate suspicious activity identified through surveillance.
  • Collaboration: Work closely with front office, compliance, risk management, and IT departments to ensure efficient and effective surveillance processes.
  • Reporting: Prepare and present detailed reports and analysis for senior management, regulators, and internal audits.
  • Policy Adherence: Ensure all activities are conducted in accordance with internal compliance policies and external regulatory requirements.
  • Training: Assist in the development and delivery of compliance training related to ecomms surveillance.

Requirements:

  • Experience: A minimum of two years of experience in an ecomms surveillance role within a financial institution (investment banking or commodities).
  • Familiarity with different asset classes (Commodities, equities, fixed income, FX, etc.)

What We Offer:

As an Ecomms Surveillance Specialist at Investigo, you will have the opportunity to work with a leading commodities firm in London, contributing to the detection of market abuse and ensuring regulatory compliance. If you are a motivated and detail-oriented individual with a passion for financial services, we encourage you to apply for this exciting role.



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