Ecomms Surveillance Specialist

1 week ago

London, Greater London, United Kingdom Investigo Full time

Investigo is seeking an Ecomms Surveillance Analyst to support their Compliance team in London.

About the Role:

The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. This will involve:

  • Ecomms Surveillance: Monitoring and analysing electronic communications (email, chat, voice, and other digital platforms) for signs of market abuse, insider trading, or misconduct.
  • Trade Surveillance: Supporting trade data monitoring efforts by analysing trading patterns and behaviour to detect potential regulatory breaches or manipulation.
  • Regulatory Compliance: Ensuring compliance with market abuse regulations (MAR) and other relevant regulatory frameworks, such as MiFID II, EMIR, and REMIT.
  • Investigations: Collaborating with the Compliance and Legal teams to investigate suspicious activity identified through surveillance.
  • Collaboration: Working closely with front office, compliance, risk management, and IT departments to ensure efficient and effective surveillance processes.
  • Reporting: Preparing and presenting detailed reports and analysis for senior management, regulators, and internal audits.
  • Policy Adherence: Ensuring all activities are conducted in accordance with internal compliance policies and external regulatory requirements.
  • Training: Assisting in the development and delivery of compliance training related to ecomms surveillance.

Requirements:

  • Experience: A minimum of two years of experience in an ecomms surveillance role within a financial institution (investment banking or commodities).
  • Familiarity: Familiarity with different asset classes (Commodities, equities, fixed income, FX, etc.)

What We Offer:

Investigo is a leading recruitment agency in the financial services sector. We offer a competitive salary, excellent benefits, and opportunities for professional growth and development.

  • Ecomms Surveillance Specialist

    3 days ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance SpecialistAbout the Role:We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Specialist

    2 days ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance SpecialistAbout the Role:We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Specialist

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    InvestigoJob Title: Ecomms Surveillance SpecialistJob Description:We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

  • Ecomms Surveillance Specialist

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    InvestigoJob Title: Ecomms Surveillance SpecialistJob Description:We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

  • Ecomms Surveillance Specialist

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    Compliance Expert - Ecomms SurveillanceInvestigo is seeking a skilled Compliance Expert to join our team as an Ecomms Surveillance Specialist. In this role, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and...

  • Ecomms Surveillance Specialist

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    Compliance Expert - Ecomms SurveillanceInvestigo is seeking a skilled Compliance Expert to join our team as an Ecomms Surveillance Specialist. In this role, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and...

  • Ecomms Surveillance Specialist

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    InvestigoJob Title: Ecomms Surveillance SpecialistJob Description:We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

  • Ecomms Surveillance Specialist

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    InvestigoJob Title: Ecomms Surveillance SpecialistJob Description:We are seeking an experienced Ecomms Surveillance Specialist to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

  • Ecomms Surveillance Specialist

    6 days ago

    London, Greater London, United Kingdom Investigo Full time

    Compliance Expert - Ecomms SurveillanceInvestigo is seeking a skilled Compliance Expert to join our team as an Ecomms Surveillance Specialist. In this role, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and...

  • Ecomms Surveillance Specialist

    6 days ago

    London, Greater London, United Kingdom Investigo Full time

    Compliance Expert - Ecomms SurveillanceInvestigo is seeking a skilled Compliance Expert to join our team as an Ecomms Surveillance Specialist. In this role, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and...

  • Ecomms Surveillance Specialist

    7 days ago

    London, Greater London, United Kingdom Investigo Full time

    Investigo is seeking an Ecomms Surveillance ProfessionalJob Summary:We are looking for a skilled Ecomms Surveillance Professional to join our Compliance team. The successful candidate will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Specialist

    7 days ago

    London, Greater London, United Kingdom Investigo Full time

    Investigo is seeking an Ecomms Surveillance ProfessionalJob Summary:We are looking for a skilled Ecomms Surveillance Professional to join our Compliance team. The successful candidate will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Specialist

    7 days ago

    London, Greater London, United Kingdom Investigo Full time

    InvestigoJob DescriptionDay Rate/Contract OpportunityA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Specialist

    7 days ago

    London, Greater London, United Kingdom Investigo Full time

    InvestigoJob DescriptionDay Rate/Contract OpportunityA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Analyst

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance AnalystInvestigo is seeking a skilled Ecomms Surveillance Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Ecomms...

  • Ecomms Surveillance Analyst

    1 week ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance AnalystInvestigo is seeking a skilled Ecomms Surveillance Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Ecomms...

  • Ecomms Surveillance Analyst

    3 days ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance AnalystInvestigo is seeking an experienced Ecomms Surveillance Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Analyst

    3 days ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance AnalystInvestigo is seeking an experienced Ecomms Surveillance Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Analyst

    13 hours ago

    London, Greater London, United Kingdom Investigo Full time

    Job Opportunity: Ecomms Surveillance AnalystInvestigo is seeking a skilled Ecomms Surveillance Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Ecomms Surveillance Analyst

    5 days ago

    London, Greater London, United Kingdom Investigo Full time

    Investigo: Ecomms Surveillance AnalystWe are seeking an experienced Ecomms Surveillance Analyst to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Ecomms...