AML/KYC Compliance Specialist

3 weeks ago

Birmingham, Birmingham, United Kingdom KPMG Full time

Role Overview

KPMG's Risk Operations function is a cornerstone of our UK business, operating from 20 UK locations and sitting with KPMG Central Services. We do work that matters.

Within Central Services, we are part of a community of experts across a wide range of critical activities who help grow, run, and protect KPMG in the UK. From HR and Learning, Finance, Procurement, Facilities and Business Support, through to Risk and Legal, Corporate Affairs, and Sales and Marketing, our approach is focused on driving the improved performance of the firm, which we support with diligence and expertise.

KPMG is one of the world's largest and most respected consultancy businesses, we've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is.

Key Responsibilities

  • Reviewing Client Risk Assessments (CRAs) prepared by the Level one Client Assessment Team and completing the CRA in accordance with existing policies and procedures, within Service Level Agreements (SLAs).
  • Applying judgement and assessing current and prospective clients against KPMG's criteria for assessing clients and risk appetite.
  • Completing answers to questions in the CRA in clear, concise and business language ultimately for review by the client Partner or Director.
  • Using internal and external AML and research systems/databases to undertake additional research for CRA/AML purposes, as required.
  • Reviewing information from research and AML checks, applying judgement to know when to escalate issues of concern to assistant managers, and advising client teams on results and next steps.
  • Liaising with client-facing teams in relation to information gathered.
  • Developing awareness/familiarity of the relevant firm's compliance policies and systems that support the CRA procedures.

Requirements

  • Two years' experience working in a CDD / AML role.
  • Excellent written communication skills, ability document answers to CRA questions in clear, concise and business language.
  • Working knowledge of the Money Laundering Regulations 2017 and associated industry guidance and how they apply to KPMG.
  • Ability to conduct research using AML systems/databases as part of KYC and client due diligence.
  • Excellent verbal communication skills, ability to explain risks and issues to team members and management.

Desirable Skills

  • Prior working experience for a professional services firm and/or understanding of client due diligence and/or KYC procedures are a distinct advantage.

Locations

We are open to talk to talent across the country but our core Central Service hubs for this role are:

  • Birmingham

With 20 sites across the UK, we can potentially facilitate office work, working from home, flexible hours, and part-time options. If you have a need for flexibility, please register and discuss this with our team.

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