Financial Services Compliance Expert

Foresters Financial is a financial services provider offering savings, investment, and protection products which helps families and individuals reach their financial goals, protect their families and improve communities. **Summary of Role** To provide monitoring support to ensure Foresters complies with all relevant regulations and to contribute to the...

**Company Secretary & Compliance - Financial Services - Bromley - £35,000 - £45,000** This role reports into the Company Secretary and Compliance Officer and works closely with senior members of the business. You will be working on a caseload which is 75:25 Compliance:Company Secretarial. This role is based in London, is offered on a 35 hours/week and...

**Company Secretary & Compliance - Financial Services - Bromley - £45,000 - £70,000** An exciting, newly-created position has opened up within the financial services industry in Greater London, for a Company Secretary and Compliance Officer. This role is highly-visible with extensive communication between senior company members, Boards and the Company...

My client, an established Wealth Management Practice, focuses on working with London based city professionals seeking to grow their wealth through to retirement and is looking to recruit an experienced Financial Services Administrator to provide supportwith a variety of tasks surrounding PA and Administrative responsibilities. This role would suit a...

Foresters Financial is a financial services provider offering savings, investment, and protection products which helps families and individuals reach their financial goals, protect their families and improve communities. We are looking for an enthusiastic talented individual to join the Customer Services Team. You will be the first point of contact for our...

**Customer Services Administrator** **Location**:Bromley, Kent**Salary**:£21,000 to £23,000 per annum**Contract**: Permanent- Foresters Financial is a financial services provider offering savings, investment, and protection products which helps families and individuals reach their financial goals, protect their families and improve communities.- We are...

We are looking for a passionate individual to join our Company to help us deliver a fantastic service to our customers. This is an exciting opportunity for someone looking for a customer services role in a financial services organisation You will be joining an established and supportive team who will help you succeed in your role. You will receive support...

**Summary of Role** The Team Leader is responsible for assisting in managing a high level of administrative support services for Forester Life customers and field force, for all transaction types for this department. The Team Leader supports the Customer Services Manager in developing and monitoring the team of Administrators. The role holder will also...

Foresters Financial is a financial services provider offering savings, investment, and protection products which helps families and individuals reach their financial goals, protect their families and improve communities. **Summary of Role** Responsible for overall Finance function, including financial reporting and performance, finance control and...

The **Compliance Team Leader** will need to develop employees, provide feedback on performance and assign work appropriately. There may also be a need to hire and train new staff. **Key Responsibilities & Duties of the Compliance Team Leader**: - Keep up to date with all regulatory and statutory changes, ensuring policies are updated and shared across the...

My Client, an established Wealth Management Practice, focuses on working with London based city professionals seeking to grow their wealth through to retirement and is looking to recruit an experienced Financial Services Administrator to provide supportwith a variety of tasks surrounding PA and Administrative responsibilities. This role would suit a...

To provide monitoring support to ensure the company complies with all relevant regulations and to contribute to the management of conduct risk, including culture and quality assurance, to ensure the fair treatment of customers. **Client Details** Leading financial services provider based in the heart of Bromley. **Description** - Undertake customer care...

**Compliance Auditor** **Greater London** Company client is partnered with a leading UK Insurer for a Compliance Auditor to join the growing team. You will support and assist the Head of Compliance in developing and maintaining an effective Compliance function across the organisation. Key responsibilities: - Monitoring and analysis of legal, regulatory, and...

**Summary of Role** Reporting directly to the Chief Risk and Compliance Officer, the Company Secretary is responsible for assisting the UK Board and Senior Management by supporting their roles and ensuring that they carry out their responsibilities efficiently and effectively. This support includes ensuring attentiveness to applicable laws, regulations,...

**IFA Assistant Compliance Auditor** I am working with a well-established Bromley based IFA firm who are looking for a Compliance Auditor to join their successful team on a permanent basis **Summary of Role** To provide monitoring support to ensure the company complies with all relevant regulations and to contribute to the management of conduct risk,...

Evergreen Finance London Limited have been developing speciality financial vehicles in the UK since 2014. As a data and AI-driven company, we utilise the most advanced and innovative technology to facilitate the highest practices of consumer lending. Our Award winning brand, moneyboat.co.uk offers short term, direct lender loans from £200 - £1,500 for up...

As our ‘Marketing Automation Specialist’ you’ll be responsible for designing and implementing multi-channel communications in the B2C environment. The Marketing Automation Specialist will help to identify and close gaps in a customer’s journey and provide solutions for missed opportunities from online conversions. The role is part of the Marketing...

PLUS ANNUAL BONUS OF £1,680 **Summary of Role** To provide monitoring support to ensure the business complies with all relevant regulations and to contribute to the management of conduct risk, including culture and quality assurance, to ensure the fair treatment of customers. **Key Responsibilities & Duties** - Undertake customer care telephone calls...

Trust Payments have an exciting opportunity for a **Compliance Audit Analyst** to join the team. Location: Bromley **Salary**: Competitive + Benefits **About Us**: Trust Payments is a global unified payment technology group that was formed in 2019 bringing together technology and financial services into an omnichannel solution. The new business model has...

Hard FM Technical Compliance Manager Semperian Infrastructure Group have an opportunity for a Hard FM Technical Compliance Manager to join the team on a full time, permanent contract basis. The role will report to the SPC General Manager and will be responsible for the front-line monitoring of the compliant delivery of Hard FM services by the Service...