Financial Compliance Specialist
1 month ago
We are seeking a highly skilled Client Money Officer to join our Finance Compliance team at DLA Piper. The successful candidate will be responsible for ensuring compliance with the Solicitor Regulation Authority (SRA) Accounts Rules in the UK and equivalent regulations globally.
Key Responsibilities:- Collaborate with the Senior Client Money Officer to ensure compliance with SRA Accounts Rules and equivalent regulations globally.
- Conduct regular assessments of key control procedures, such as residual client balance reporting and bank reconciliations.
- Implement a structured training program to educate business units on client money controls and promote best practices.
- Develop a Client Money assurance framework for the International firm, defining and mapping key controls relevant to SRA compliance.
- Undertake monthly review of international bank account reconciliations to highlight any client money issues.
- Perform regular reviews of key client money processes and controls, including reviews of residual client balance reports and local breach logs.
- Support the Senior Financial Compliance Manager in researching, documenting, and implementing international client money policies.
- Stay up-to-date with regulatory changes and share knowledge with the team as required.
- Support and oversight on the SRA Accounts rules external audit.
- Liaise with the Office of the General Counsel on relevant areas of client money compliance.
- Strong knowledge of the SRA Accounts Rules.
- A proven track record of compliance or finance operations in the legal sector.
- Strong IT skills, particularly in Excel and PowerPoint.
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Compliance and Financial Crime Specialist
2 months ago
Sheffield, Sheffield, United Kingdom Davies Full timeAbout the RoleWe are seeking a highly skilled Compliance and Financial Crime Specialist to join our team at Davies. As a key member of our compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and mitigating financial crime risks.Key ResponsibilitiesFinancial Crime Framework: Develop and implement a...
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Compliance and Financial Crime Specialist
2 months ago
Sheffield, Sheffield, United Kingdom Davies Full timeAbout the RoleWe are seeking a highly skilled Compliance and Financial Crime Specialist to join our team at Davies. As a key member of our compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and mitigating financial crime risks.Key ResponsibilitiesFinancial Crime Framework: Develop and implement a...
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Financial Compliance Specialist
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Sheffield, Sheffield, United Kingdom DLA Piper Full timeClient Money Officer Job DescriptionWe are seeking a highly skilled Client Money Officer to join our Finance Compliance team at DLA Piper. The successful candidate will be responsible for ensuring compliance with the Solicitor Regulation Authority (SRA) Accounts Rules in the UK and equivalent regulations globally.Key Responsibilities:Collaborate with the...
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Financial Compliance Specialist
3 weeks ago
Sheffield, Sheffield, United Kingdom DLA Piper Full timeClient Money Officer Job DescriptionWe are seeking a highly skilled Client Money Officer to join our Finance Compliance team at DLA Piper. The successful candidate will be responsible for ensuring compliance with the Solicitor Regulation Authority (SRA) Accounts Rules in the UK and equivalent regulations globally.Key Responsibilities:Collaborate with the...
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Compliance and Financial Crime Specialist
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Compliance and Financial Crime Specialist
1 month ago
Sheffield, Sheffield, United Kingdom Davies Full timeJob Title: Compliance & Financial Crime ContractorWe are seeking a highly skilled Compliance & Financial Crime Contractor to join our team at Davies. As a key member of our compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and mitigating financial crime risks.Key Responsibilities:Develop and...
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Financial Compliance Specialist
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Financial Compliance Specialist
1 month ago
Sheffield, Sheffield, United Kingdom DLA Piper Full timeClient Money Officer Opportunity at DLA PiperWe are seeking a highly skilled Client Money Officer to join our Finance Compliance team in Sheffield, supporting our operations and local finance teams across Europe, Africa, Asia, Australia, and the Middle East.Key Responsibilities:Collaborate with the Senior Client Money Officer to ensure compliance with the...
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Financial Compliance Specialist
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Sheffield, Sheffield, United Kingdom DLA Piper Full timeClient Money Officer Job DescriptionWe are seeking a highly skilled Client Money Officer to join our Finance Compliance team at DLA Piper. The successful candidate will be responsible for ensuring compliance with the Solicitor Regulation Authority (SRA) Accounts Rules in the UK and equivalent regulations globally.Key Responsibilities:Collaborate with the...
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Financial Compliance Specialist
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Sheffield, Sheffield, United Kingdom DLA Piper Full timeClient Money Officer Job DescriptionWe are seeking a highly skilled Client Money Officer to join our Finance Compliance team at DLA Piper. The successful candidate will be responsible for ensuring compliance with the Solicitor Regulation Authority (SRA) Accounts Rules in the UK and equivalent regulations globally.Key Responsibilities:Collaborate with the...
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