Compliance Assurance Professional

Wealth Management Training SpecialistCompliance Professionals seeks a skilled Wealth Management Training Specialist to join our team in the UK. As a key member of our compliance department, you will play a vital role in ensuring our wealth management services meet the highest standards.**Job Description:**Provide ongoing assessment of adviser competence in...

We are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...

Job DescriptionA prestigious law firm in London is seeking a Compliance Professional to support senior compliance professionals in internal risk management processes.This role involves working closely with firm-wide staff to ensure timely responses to enquiries and supporting various compliance teams. We require someone with previous experience in a similar...

Job DescriptionRobert Walters UK is seeking a highly skilled Compliance Assurance Professional to join our team in London. As a key member of our compliance team, you will play a crucial role in delivering a risk-based program of second-line compliance for our EMEA region.This exciting opportunity offers a challenging and rewarding career path for an...

Internal Consulting Group is seeking a highly skilled Compliance and Regulatory Assurance Professional to join our team. The successful candidate will be responsible for providing assurance that there is an effective licensing and regulatory change identification and capture mechanism being operated by the Senior Leadership Team to inform decision-making.Key...

Job Summary:We are looking for a seasoned Compliance Officer to join our team at Compliance Professionals. In this role, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements. If you have a strong background in compliance and a passion for staying up-to-date with regulatory changes, we...

We are looking for a Compliance Professional to join our team at AJ FOX COMPLIANCE in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.The salary for this role is estimated to be around £55,000 - £75,000 per annum,...

OverviewWe are seeking a Junior Compliance Officer to join our team at Compliance Professionals.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations.A degree or MBA is preferred, along with relevant professional certifications in Compliance.The...

About Us:">Pure Resourcing Limited is a leading financial services provider based in the City of London.">We offer a great opportunity for a Business Risk Officer to join our compliance team, ensuring the business assurance / consumer duty is maintained in areas of regulated and non-regulated property finance advice (mortgages, BTL, Bridging Finance, HNW,...

Job Title: Risk Assurance SpecialistWe are an international Wealth Management Firm looking for a skilled Risk Assurance Specialist to join our team as a Compliance Manager.The role involves:Conducting reviews of high-risk client onboardings and periodic reviews;Collaborating with the MLRO in investigating suspicious activities;Providing financial crime...

Aj Fox Compliance requires a Compliance Officer to support Senior Compliance professionals in core internal risk management processes.Key responsibilities include:Collaborating with other compliance-based teams to support key functionsAd-hoc research/administrative tasksWriting articles on compliance for internal guidance purposesA successful candidate will...

As an AML Compliance Professional at AJ FOX COMPLIANCE, you will play a critical role in managing the firm's legal and regulatory obligations. Key responsibilities include performing conflict searches, resolving issues, and escalating where necessary.AML Legislation Expertise: Identify and verify new clients, assessing AML, sanctions, and Customer Due...

ResponsibilitiesCompliance Controls: Perform regular reviews of client onboarding and periodic account review as second line of defence, ensuring adherence to Company's Financial Crime CMP.Policies and Procedures: Develop and update FCC Policies and Procedures in accordance with local requirements and Group standards, policies and procedures.Risk Management:...

Talent Locker is seeking an experienced Compliance Analyst – Information Assurance to join our team. This role offers a unique opportunity to work with leading industry standards and contribute to maintaining compliance-related documentation.

Job OverviewWe are seeking a highly experienced Compliance VP to join our team at Compliance Professionals. This is an exciting opportunity for a seasoned professional with expertise in Public Markets compliance.The role will suit someone with at least 6 years' experience in in-house Compliance roles, preferably with public markets oversight. The ideal...

Job OverviewWe are seeking an experienced Compliance and Data Protection Professional to join our small but dynamic team. This is a fantastic opportunity to broaden your skill set and work alongside a senior compliance lawyer and the head of risk who is also the DPO.In this role, you will be responsible for drafting, monitoring, and advising on compliance...

Job DescriptionAn innovative law firm is seeking a proactive Senior Compliance Executive to join their team. This role involves collaborating with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.The ideal candidate will have a passion for risk management and thrive on...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

Job OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.

We are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...