Investment Banking Compliance Specialist

2 weeks ago


London, Greater London, United Kingdom caia - Jobboard Full time
About the Role

We are seeking a highly skilled Compliance Risk Manager to join our Investment Banking team in London. As a key member of our team, you will be responsible for providing advice and guidance on regulatory, legal, and compliance matters to our Investment Banking personnel.

Key Responsibilities:

  • Provide compliance oversight to IB personnel on transactions, new business initiatives, and significant business changes affecting the firm.
  • Develop and implement policies, procedures, and best practice standards within IB.
  • Stay up-to-date with relevant regulatory and rule changes.
  • Analyze transactional processes used in IB and create new controls and surveillances to mitigate risks to the firm.
  • Assist other compliance teams in monitoring IB activities to ensure adherence to applicable laws, regulations, and firm policies and procedures.
  • Create and implement live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes.
  • Assist in responding to regulatory inquiries and investigations.

Requirements:

  • Demonstrated interest in financial markets and investment banking.
About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.



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