Investment Banking Compliance Specialist
3 weeks ago
We are seeking a highly skilled Compliance Specialist to join our team in London. As a Compliance Specialist, you will play a critical role in ensuring that our Investment Banking business operates in accordance with regulatory requirements and firm policies.
Key Responsibilities:- Provide advice and guidance on regulatory, legal, and compliance matters to Investment Banking personnel.
- Develop and implement policies, procedures, and best practice standards within Investment Banking.
- Stay up-to-date with relevant regulatory and rule changes.
- Design and implement new controls and surveillances to mitigate risks to the firm.
- Assist other compliance teams in monitoring Investment Banking activities.
- Create and implement live and online compliance training programs.
- Assist in responding to regulatory inquiries and investigations.
- Demonstrated interest in financial markets and investment banking.
At Goldman Sachs, we are committed to helping our clients, shareholders, and communities grow. We are a leading global investment banking, securities, and investment management firm. Our team is dedicated to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
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Investment Banking Compliance Specialist
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeJob Title: Investment Banking Compliance SpecialistAt Goldman Sachs, we are seeking a highly skilled Investment Banking Compliance Specialist to join our team in London. As a key member of our Investment Banking Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of...
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Investment Banking Compliance Specialist
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeJob Title: Investment Banking Compliance SpecialistAt Goldman Sachs, we are seeking a highly skilled Investment Banking Compliance Specialist to join our team in London. As a key member of our Investment Banking Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of...
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Investment Banking Compliance Specialist
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeJob Title: Investment Banking Compliance SpecialistAt Goldman Sachs, we are seeking a highly skilled Investment Banking Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the firm's Investment Banking business operates in accordance with regulatory requirements and firm policies.Key...
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Investment Banking Compliance Specialist
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeJob Title: Investment Banking Compliance SpecialistAt Goldman Sachs, we are seeking a highly skilled Investment Banking Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the firm's Investment Banking business operates in accordance with regulatory requirements and firm policies.Key...
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Investment Banking Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeJoin Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to finding talented individuals who share our passion for excellence and our dedication to making a positive impact. As a Compliance Specialist, you'll play a critical role in ensuring that our Investment Banking business operates with the highest standards of integrity and...
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Investment Banking Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeJoin Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to finding talented individuals who share our passion for excellence and our dedication to making a positive impact. As a Compliance Specialist, you'll play a critical role in ensuring that our Investment Banking business operates with the highest standards of integrity and...
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Investment Banking Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeJoin Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to finding talented individuals who share our passion for excellence and our dedication to making a positive impact. As a Compliance Specialist, you'll play a critical role in ensuring that our Investment Banking business operates with the highest level of integrity and compliance.Your...
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Investment Banking Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeJoin Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to finding talented individuals who share our passion for excellence and our dedication to making a positive impact. As a Compliance Specialist, you'll play a critical role in ensuring that our Investment Banking business operates with the highest level of integrity and compliance.Your...
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Investment Banking Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom College of Charleston Full timeOur team is responsible for ensuring that our investment banking activities are conducted in accordance with all relevant laws and regulations. We achieve this through a combination of advice, guidance, and oversight, working closely with our investment banking colleagues to identify and mitigate potential risks.We are seeking a highly motivated and...
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Investment Banking Compliance Specialist
7 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Compliance Risk Manager to join our Investment Banking team in London. As a Compliance Risk Manager, you will play a critical role in ensuring that our Investment Banking business operates in compliance with relevant laws, regulations, and firm policies.Key ResponsibilitiesProvide advice and...
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Compliance Specialist
4 days ago
London, Greater London, United Kingdom Danos Group Full timeOur client is a leading private side investment bank seeking a Compliance/Financial Crime professional to assume a key role in their team.Key Requirements:Experience in a compliance or financial crime capacity.Investment banking or asset management experience required.The role involves integrating and upscaling KYC/onboarding processes, working closely with...
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Investment Banking Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom caia - Jobboard Full timeAbout the RoleWe are seeking a highly skilled Compliance Risk Manager to join our Investment Banking team in London. As a key member of our team, you will be responsible for providing advice and guidance on regulatory, legal, and compliance matters to our Investment Banking personnel.Key Responsibilities:Provide compliance oversight to IB personnel on...
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Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
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Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
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Investment Banking Associate
1 month ago
London, Greater London, United Kingdom GIC Investment Full timeJob Title: Associate - Business Support HubJob Type: ContractThe Integrated Strategies Group has a flexible investment mandate and invests across the public and private asset markets as well as across the capital structure (including structured investments).Family & Entrepreneur SolutionsDirect minority equity investments in family-controlled and founder-led...
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Investment Banking Associate
1 month ago
London, Greater London, United Kingdom GIC Investment Full timeJob Title: Associate - Business Support HubJob Type: ContractThe Integrated Strategies Group has a flexible investment mandate and invests across the public and private asset markets as well as across the capital structure (including structured investments).Family & Entrepreneur SolutionsDirect minority equity investments in family-controlled and founder-led...
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Data Analyst Investment Banking
3 weeks ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleJoin a renowned Investment Management Organisation as a Data Analyst Investment Banking, where you will play a crucial role in analysing the company's investment data. You will work closely with internal groups such as operations, performance, product management, marketing, management, as well as external groups e.g clients and consultants.Key...
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Data Analyst Investment Banking
3 weeks ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleJoin a renowned Investment Management Organisation as a Data Analyst Investment Banking, where you will play a crucial role in analysing the company's investment data. You will work closely with internal groups such as operations, performance, product management, marketing, management, as well as external groups e.g clients and consultants.Key...
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Compliance and Regulatory Specialist
1 month ago
London, Greater London, United Kingdom MFS Investment Management Full timeThe Compliance Lead Specialist RoleWe are seeking a highly skilled Compliance Lead Specialist to join our team at MFS Investment Management. As a key member of our Compliance Department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key Responsibilities:Manage relationships with...
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Head of Banking Policy and Compliance Specialist
2 months ago
London, Greater London, United Kingdom Compliance Professionals Full time{"title": "Head of Banking Policy and Compliance", "description": "Key ResponsibilitiesAs a key member of our team, you will be responsible for ensuring that our client's banking operations are in compliance with all relevant regulatory requirements. This includes:Overseeing the development and implementation of policies and procedures related to anti-money...