Investment Banking Compliance Specialist

3 weeks ago


London, Greater London, United Kingdom caia - Jobboard Full time
Join Our Team as a Compliance Specialist

We are seeking a highly skilled Compliance Specialist to join our team in London. As a Compliance Specialist, you will play a critical role in ensuring that our Investment Banking business operates in accordance with regulatory requirements and firm policies.

Key Responsibilities:
  • Provide advice and guidance on regulatory, legal, and compliance matters to Investment Banking personnel.
  • Develop and implement policies, procedures, and best practice standards within Investment Banking.
  • Stay up-to-date with relevant regulatory and rule changes.
  • Design and implement new controls and surveillances to mitigate risks to the firm.
  • Assist other compliance teams in monitoring Investment Banking activities.
  • Create and implement live and online compliance training programs.
  • Assist in responding to regulatory inquiries and investigations.
Requirements:
  • Demonstrated interest in financial markets and investment banking.
About Goldman Sachs

At Goldman Sachs, we are committed to helping our clients, shareholders, and communities grow. We are a leading global investment banking, securities, and investment management firm. Our team is dedicated to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.



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