Compliance and Performance Specialist

6 days ago


Stockport, Stockport, United Kingdom Exchange Street Claims ltd Full time

Company Overview

Exchange Street Claims ltd is a well-established firm that has hundreds of IFA clients across the UK. We are committed to empowering our staff and offering them a healthy work-life balance.

Salary and Benefits

The salary for this role is up to £50,000 per annum, with a generous benefits package including 27 days' holiday, 8% employer pension contribution, AVIVA Private Health Care, Death in Service benefit (4 times annual salary), Income Protection Insurance, and free parking.

About the Role

This is an exciting opportunity to join our team of compliance monitoring officers as a Regulatory Monitoring Professional. You will be responsible for offering a file review service to our clients, providing feedback on reviewed files and any compliance issues raised, and reporting to the Head of Compliance Monitoring.

You will have the chance to work closely with our medium and large financial planning business clients, using your expertise to identify areas for improvement and provide valuable insights.

We are looking for someone who is passionate about ensuring regulatory compliance and has excellent communication skills. If you are self-motivated and enjoy working independently, this could be the ideal role for you.


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