Financial Services Professional

5 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
A Career Opportunity

As a Junior Compliance Officer at our boutique wholesale bank, you will have the chance to work in a dynamic and experienced team, supporting the monitoring and assessment of compliance with regulatory requirements and internal policies.

About the Position

Your key responsibilities will include:

  • Assisting in Monitoring and Assessment: Supporting the team in ensuring adherence to regulatory requirements and internal policies.
  • Developing Policies and Procedures: Assisting in the development and implementation of compliance policies and procedures.
  • Conducting Periodic Reviews: Conducting periodic reviews and audits to ensure ongoing compliance.
  • Resolving Compliance Issues: Investigating and resolving compliance issues, including those raised through internal reporting mechanisms.
Requirements

To succeed in this role, you will need:

  • 1-2 years' experience in a regulatory compliance role within the banking space – NOT AML/ KYC EXPERIENCE
  • Knowledge of FCA & PRA regulations
  • Degree/MBA or relevant professional certifications in Compliance
Estimated Salary: £35,000 - £45,000 per annum

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