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Compliance Officer
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Edinburgh, Edinburgh, United Kingdom AMG Search Full time{"h1": "Compliance Manager Opportunity at AMG Search", "p": "AMG Search is seeking a highly skilled Compliance Manager to join our team in a high-profile and respected firm of Chartered Financial Planners. As a Compliance Manager, you will be responsible for ensuring the organization's compliance with FCA rules and regulations. Key Responsibilities: *...
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Aircraft Compliance Officer
1 month ago
Edinburgh, Edinburgh, United Kingdom AMG Search Full timeCompliance Manager OpportunityAMG Search is seeking a highly skilled Compliance Manager to join a leading firm of Chartered Financial Planners.Key Responsibilities:Ensure ongoing compliance with FCA rules and regulations.Draft, modify, and implement company policies and processes to maintain compliance.Stay up-to-date with regulatory developments and best...
Compliance Officer
2 months ago
We are seeking a highly skilled Operational Risk & Control - Independent Challenge Vice President to join our team at JP Morgan Chase Bank, National Association. As a key member of our Controls Organization, you will play a crucial role in ensuring the effective management of operational risk across our Commercial and Investment Bank (CIB) division.
Key Responsibilities- Conduct Prep Sessions for CIB Governance Committee: Collaborate with stakeholders to prepare for the CIB Keys Governance Committee, ensuring that all necessary information and documentation are in place.
- Provide Independent Challenge: Conduct independent challenge sessions with senior stakeholders to ensure that all issues are thoroughly addressed and resolved.
- Draft and Finalize Communications: Develop and finalize communications, including agendas and presentation materials, for the CIB Keys process.
- Prepare Presenters: Prepare presenters on meeting protocols, flow, and expected documents for the Keys process.
- Conduct Run Through Meetings: Conduct run-through meetings and calls with senior stakeholders and business heads in preparation for Keys meetings.
- Collaborate on Improvements: Collaborate with management to identify areas for improvement in the Keys operating model and ensure that objectives are aligned with business goals.
- Conduct Data Analysis: Conduct data analysis of regulatory data to identify CIB impacts and develop recommendations for mitigation.
- Collaborate with Global Team: Collaborate with the global Regulatory Commitments team to produce an up-to-date tracker of all CIB commitments and regulatory engagements.
- Build Relationships: Build and maintain collaborative relationships with Compliance, Control, and Business stakeholders.
- Develop and Lead Analysis: Develop and lead ad-hoc analysis, presentations, and projects as needed.
- High Attention to Detail: Possess a high level of attention to detail and ability to translate regulatory and audit requirements into practice.
- Excellent Communication Skills: Demonstrate excellent communication, influencing, and negotiation skills with the ability to lead, establish, and communicate at all levels.
- Collaborative Style: Possess a collaborative style and sound decision-making skills.
- Strong Organizational Skills: Demonstrate strong organizational skills, taking ownership and being accountable for area of responsibility.
- Team Player: Be a team player with the ability to build and maintain productive working relationships with colleagues globally at all levels and across functions.
- Strong Technical Skills: Possess strong Excel and PowerPoint skills.
- Relevant Experience: Relevant experience in Operational Risk, Control & Compliance in prior roles.
- Banking and Financial Environment: Experience in a banking and financial environment with a broad knowledge of Operational Risk & Control.