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Aircraft Compliance Officer

2 months ago

Edinburgh, Edinburgh, United Kingdom AMG Search Full time
Compliance Manager Opportunity

AMG Search is seeking a highly skilled Compliance Manager to join a leading firm of Chartered Financial Planners.

Key Responsibilities:
  • Ensure ongoing compliance with FCA rules and regulations.
  • Draft, modify, and implement company policies and processes to maintain compliance.
  • Stay up-to-date with regulatory developments and best practices in compliance control.
  • Sign off on all aspects of advice to determine suitability.
  • Prepare reports for senior management and external regulatory bodies as necessary.
  • Administer, record, and handle all complaints.
Requirements:
  • Experience as a Compliance Manager in a financial services firm.
  • Working knowledge of the FCA handbook and regulatory framework.
  • Analytical mind with the ability to understand complex procedures and regulations.
About the Firm:

Our client is a highly successful and respected financial planning firm, currently advising on over GBP420 million of clients' assets. They offer beautiful offices in Edinburgh city centre and are one of Scotland and the UK's leading financial services businesses.