Current jobs related to Compliance Monitoring Officer - Potters Bar, Hertfordshire - Canada Life Group (UK) Ltd (The)

  • Compliance Officer

    4 weeks ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    Compliance Co-ordinatorElevate your career with ELS Recruitment Ltd as we seek a skilled Compliance Co-ordinator to join our dynamic team. This exciting opportunity will see you play a pivotal role in ensuring the smooth operation of our contractor solutions and services.Key ResponsibilitiesOnboard new sub-contractors efficiently, ensuring timely...

  • Compliance Officer

    4 weeks ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    Compliance Co-ordinatorElevate your career with ELS Recruitment Ltd as we seek a skilled Compliance Co-ordinator to join our dynamic team. This exciting opportunity will see you play a pivotal role in ensuring the smooth operation of our contractor solutions and services.Key ResponsibilitiesOnboard new sub-contractors efficiently, ensuring timely...

  • Compliance Officer

    3 weeks ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    Compliance Officer Job DescriptionELS Recruitment Ltd is proud to partner with an established, fast-growing business based in state-of-the-art offices in Cuffley, Hertfordshire.We are seeking a Compliance Officer to join our team, working closely with Payroll to ensure a smooth transition from worker registration through to payment.ResponsibilitiesIntroduce...

  • Compliance Officer

    3 weeks ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    Compliance Officer Job DescriptionELS Recruitment Ltd is proud to partner with an established, fast-growing business based in state-of-the-art offices in Cuffley, Hertfordshire.We are seeking a Compliance Officer to join our team, working closely with Payroll to ensure a smooth transition from worker registration through to payment.ResponsibilitiesIntroduce...

  • Compliance Officer

    1 month ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    Compliance Co-ordinatorELS Recruitment Ltd is proud to partner with a leading provider of contractor solutions and services based in state-of-the-art offices in Hertfordshire.We are seeking a highly organized and detail-oriented Compliance Co-ordinator to join our team. The successful candidate will be responsible for ensuring compliance with HMRC and CIS...

  • Compliance Officer

    1 month ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    Compliance Co-ordinatorELS Recruitment Ltd is proud to partner with a leading provider of contractor solutions and services based in state-of-the-art offices in Hertfordshire.We are seeking a highly organized and detail-oriented Compliance Co-ordinator to join our team. The successful candidate will be responsible for ensuring compliance with HMRC and CIS...

  • Compliance Officer

    2 weeks ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    ELS Recruitment Ltd is proud to partner with a leading provider of contractor solutions and services.We are seeking a Compliance Officer to join our team, working closely with Payroll to ensure a smooth transition from worker registration through to payment.Key Responsibilities:Introduce new sub-contractors, ensuring timely contact and registration.Send...

  • Compliance Officer

    2 weeks ago


    Potters Bar, Hertfordshire, United Kingdom ELS Recruitment Ltd Full time

    ELS Recruitment Ltd is proud to partner with a leading provider of contractor solutions and services.The company is seeking a Compliance Officer to join their team, working closely with Payroll to ensure a smooth transition from worker registration through to payment.Key Responsibilities:Introduce new sub-contractors and ensure timely registrationSend...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Regulatory Reporting RoleWe are seeking a highly organized and detail-oriented individual to join our Compliance team as a Regulatory Reporting Officer. This is a critical role that ensures our company meets all regulatory requirements and delivers high-quality reporting to our stakeholders.Key ResponsibilitiesAs a Regulatory Reporting Officer, you will be...

  • Security Officer

    2 weeks ago


    Potters Bar, Hertfordshire, United Kingdom MadiganGill Full time

    Job Summary:As a Security Officer at MadiganGill, you will be responsible for protecting the clients premises, assets, and all stakeholders present on site. This includes upholding site rules, following agreed policy and procedures, and monitoring CCTV for crime prevention and access control.Key Responsibilities:Regular patrolling of the site, including...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team at Canada Life UK. As a key member of our risk management team, you will be responsible for leading the identification, measurement, monitoring, and reporting of Conduct risks across our business.Key ResponsibilitiesConduct Risk Framework ImplementationConduct Risk...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team at Canada Life UK. As a key member of our risk management team, you will be responsible for leading the identification, measurement, monitoring, and reporting of Conduct risks across our business.Key ResponsibilitiesConduct Risk Framework ImplementationConduct Risk...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team at Canada Life UK. As a key member of our risk management team, you will be responsible for leading the identification, measurement, monitoring, and reporting of Conduct risks across our business.Key ResponsibilitiesConduct Risk Framework ImplementationConduct Risk...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team at Canada Life UK. As a key member of our risk management team, you will be responsible for leading the identification, measurement, monitoring, and reporting of Conduct risks across our business.Key ResponsibilitiesConduct Risk Framework ImplementationConduct Risk...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team. As a key member of our risk management function, you will be responsible for identifying, measuring, monitoring, and reporting Conduct risks across our business.Key ResponsibilitiesConduct Risk Framework ImplementationYou will support the embedding of our Conduct...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team. As a key member of our risk management function, you will be responsible for identifying, measuring, monitoring, and reporting Conduct risks across our business.Key ResponsibilitiesConduct Risk Framework ImplementationYou will support the embedding of our Conduct...

  • Clinical Lead Nurse

    1 week ago


    Potters Bar, Hertfordshire, United Kingdom European LifeCare Group Full time

    Job Title: Clinical Lead NurseJob Summary:We are seeking a highly skilled and experienced Clinical Lead Nurse to join our team at European LifeCare Group. As a Clinical Lead Nurse, you will be responsible for ensuring our immunisation programme is compliant with CQC guidance and that our nurses work to a high clinical standard.Key Responsibilities:Ensure...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job Summary:The Conduct Risk Specialist will play a key role in managing and mitigating conduct risks across the organization. This includes identifying, measuring, monitoring, and reporting on conduct risks to ensure that they are within acceptable limits.Key Responsibilities:Develop and implement conduct risk management frameworks and policies to ensure...


  • Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

    Job Summary:The Conduct Risk Specialist will play a key role in managing and mitigating conduct risks across the organization. This includes identifying, measuring, monitoring, and reporting on conduct risks to ensure that they are within acceptable limits.Key Responsibilities:Develop and implement conduct risk management frameworks and policies to ensure...


  • Potters Bar, Hertfordshire, United Kingdom Dean Carter Recruitment Full time

    Job Title: Chief Financial Services OfficerDean Carter Recruitment is seeking a Chief Financial Services Officer to play a crucial role in its continued expansion and success. The successful candidate will implement strong financial discipline and control, and foster a mindset of responsibility, professionalism, and continuous improvement.The Role:Reporting...

Compliance Monitoring Officer

2 months ago


Potters Bar, Hertfordshire, United Kingdom Canada Life Group (UK) Ltd (The) Full time
Job Summary

As a Compliance Monitoring Officer - Risk and Governance, you will play a critical role in ensuring the effective implementation of compliance practices, processes, and policies across the Canada Life Group (UK) Ltd (The) business. This position requires a strong understanding of regulatory requirements, risk management, and internal controls.

Key Responsibilities
  • Perform independent compliance assessment reviews using risk-based audit methodologies to evaluate performance against regulatory and company requirements.
  • Report on the effectiveness of systems of governance, risk management, and control frameworks to senior management and stakeholders.
  • Lead and deliver a broad range of second-line of defence compliance assessment reviews across multi-jurisdictional regulated businesses.
  • Collaborate with senior business leaders to ensure compliance practices, processes, and policies are followed, and mitigating controls are well-designed and operating effectively.
  • Plan, test, and agree reviews in line with the global methodology, and follow through on actions to evaluate evidence for closure.
Requirements
  • Detailed working knowledge of regulatory requirements, particularly the FCA, Data Protection Operational Resilience, Supplier Risk Management, and Financial Crime/Anti Money Laundering rules and guidance.
  • Ability to communicate effectively at all levels of the business, making complex issues simple in oral communication and/or report writing.
  • Proven experience in risk-based assessment methodologies, project management, and data analysis.
  • Strong analytical and problem-solving skills, with the ability to interpret rules, principles, and guidance for the business.
  • Ability to work collaboratively with colleagues and other governance functions to maintain effective working relationships.
Desirable Qualifications
  • Degree-level qualification or equivalent in a relevant field, such as finance, law, or business.
  • Relevant work experience with demonstrated working knowledge of governance, risk management, and internal controls.
About Canada Life Group (UK) Ltd (The)

We are a leading provider of retirement, investment, and protection products, with a strong commitment to customer service and employee development. Our culture is built on a set of core values that emphasize the importance of teamwork, innovation, and customer focus.