Compliance Operations Supervisor
6 days ago
Job Summary
The Compliance Operations Supervisor role at Finlink Ltd is a key position within our Financial Services team. As a Compliance Operations Supervisor, you will be responsible for ensuring that our member firms adhere to the required compliance frameworks.
About the Role
This is a hybrid working role, allowing you to balance your work and personal life. You will be working closely with our Financial Advisors to identify and implement the necessary compliance tools and frameworks.
Key Responsibilities
- Support the compliance team in ensuring all compliance frameworks are met in sufficient time
- Liaise with member firm financial advisors to ensure compliance with regulatory requirements
- Create reports to supervise member firms and collate information for management, regulators, and PI Insurers
- Monitor social media, publications, documentation, member profiles, and websites to ensure compliance with guidelines
Benefits
- Hybrid working arrangement
- 25 days holiday + bank holidays
- Pension scheme
- Death in service available after probation period
- Sick pay
- Income protection
- New, modern office with onsite gym
About Finlink Ltd
Finlink Ltd is a growing IFA Network with a diverse, supportive, and highly experienced team. We are a robust, institutionally backed group with a strong commitment to compliance and regulatory requirements.
Requirements
To be successful in this role, you will need:
- 2+ years' experience within the financial advice sector, preferably as an IFA Administrator or within compliance
- Excellent organizational skills and attention to detail
- Ability to work with Financial Advisors to identify and implement compliance frameworks
- Excel experience preferred
What We Offer
As a Compliance Operations Supervisor at Finlink Ltd, you will have the opportunity to work with a dynamic team and contribute to the growth and success of our organization. We offer a competitive salary and benefits package, as well as opportunities for professional development and career advancement.
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