Client Compliance Specialist
4 weeks ago
As a vital member of the Client Compliance Team, the Client Compliance Administrator will play a key role in ensuring adherence to regulatory standards across various fund structures, including Managed Entities, Jersey Regulated Collective Investment Funds, Jersey Private Funds, non-regulated Funds, and Schedule 2 entities.
Key Responsibilities:
- Conduct compliance monitoring to evaluate client entities' adherence to Jersey legislation concerning anti-money laundering, counter-terrorism financing, and proliferation financing.
- Support Client Compliance Officers in their efforts to maintain high compliance standards.
Essential Skills:
- In-depth knowledge of the Financial Services (Jersey) Law 1998 and related orders.
- Familiarity with the Codes of Practice for Trust Company Business, Fund Service Business, Alternative Investment Funds, and Certified Funds.
- Proficient in English, both spoken and written.
- Strong keyboard skills and attention to detail.
- Ability to provide references upon request.
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Client Compliance Specialist
4 weeks ago
Saint Helier, United Kingdom Apex Group Full timePosition Overview:As a key member of the Client Compliance Team, you will play a vital role in supporting the Client Compliance Officers by executing compliance assessments across various fund structures, including Managed Entities, Jersey Regulated Collective Investment Funds, Jersey Private Funds, non-regulated Funds, and Schedule 2 entities.Key...
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Compliance Monitoring Administrator
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Head of Regulatory Client Compliance
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Client Compliance Officer
3 months ago
Saint-Helier, United Kingdom Apex Group Full timeResidency5 years residency NOT requiredEmployerApex GroupClosing date01 April 2024Reference55720ContractPermanentHoursFull TimeSalaryNegotiableIf you were already in this Client Compliance Officer role, here are some of the areas you would have been working in this week: Monitoring compliance of the relevant registered person’s compliance with legislation...
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Client Compliance Administrator
3 months ago
Saint-Helier, United Kingdom Apex Group Full timeResidency5 years residency NOT requiredEmployerApex GroupClosing date01 April 2024Reference55714ContractPermanentHoursFull TimeSalaryNegotiableThe Role: As an Administrator in the Client Compliance Team, you will support the Client Compliance Officers by primarily undertaking compliance monitoring on various fund structures such as Managed Entities/Jersey...
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Client Compliance Officer
4 weeks ago
Saint Helier, United Kingdom Apex Group Full timePosition Overview:As a vital member of the Client Compliance Team, you will play a crucial role in supporting the Client Compliance Officers by conducting compliance assessments across various fund structures, including Managed Entities, Jersey Regulated Collective Investment Funds, Jersey Private Funds, non-regulated Funds, and Schedule 2 entities.Key...
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Client Onboarding Specialist
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Client Onboarding Specialist
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Saint Helier, United Kingdom Kleinwort Hambros Full timePosition OverviewAs a key member of the Commercial business line, the Client Lifecycle Executive plays a vital role in ensuring compliance with Know Your Customer (KYC) regulations. This position is essential for supporting the onboarding of new clients and managing existing client relationships effectively.Key Responsibilities1. Act as a Subject Matter...
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Risk and Compliance Specialist
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Client Onboarding
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Compliance Specialist
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Compliance Specialist
6 days ago
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Client Onboarding Specialist
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Risk and Compliance Specialist
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Compliance Officer
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Saint Helier, United Kingdom Standard Bank Group Full timeJob DescriptionTo execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.Key...
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Compliance Officer
1 day ago
Saint Helier, United Kingdom Standard Bank Group Full timeJob DescriptionTo execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.Key...
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Compliance Officer
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Saint Helier, United Kingdom Standard Bank Group Full timeJob SummaryWe are seeking a highly skilled Compliance Officer to join our team at Standard Bank Group. As a Compliance Officer, you will be responsible for executing Compliance Risk Management processes and activities within a specific Client Segment or Functional area.Key ResponsibilitiesDevelop and implement Compliance Risk Management processes and...
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Compliance Officer
5 days ago
Saint Helier, United Kingdom Standard Bank Group Full timeJob SummaryWe are seeking a highly skilled Compliance Officer to join our team at Standard Bank Group. As a Compliance Officer, you will be responsible for executing Compliance Risk Management processes and activities within a specific Client Segment or Functional area.Key ResponsibilitiesDevelop and implement Compliance Risk Management processes and...
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Compliance Officer
2 weeks ago
Saint Helier, United Kingdom Standard Bank Group Full timeJob SummaryWe are seeking a highly skilled Compliance Officer to join our team at Standard Bank Group. As a Compliance Officer, you will be responsible for executing Compliance Risk Management processes and activities within a specific Client Segment or Functional area.Key ResponsibilitiesDevelop and implement Compliance Risk Management processes and...
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Compliance Officer
4 weeks ago
Saint Helier, United Kingdom Standard Bank Group Full timePosition OverviewThe Compliance Officer is responsible for implementing and managing Compliance Risk Management processes within a designated Client Segment or Functional area. This role is crucial in ensuring that operations are conducted in accordance with regulatory standards, thereby mitigating risks of operational losses, fines, penalties, or...