Senior Risk and Compliance Officer

4 days ago


Charing Cross, United Kingdom Technology and Risk Recruitment LTD Full time
Job Description

Our client, a reputable law firm, is seeking a Senior Risk and Compliance Assistant to join their team. The role is based in London, with the option to work from other offices in the South West and South East regions on a hybrid basis.

Key Responsibilities:
  • Develop and maintain a strong understanding of the firm's Anti-Money Laundering (AML) policies and procedures.
  • Stay up-to-date with prevailing AML regulations and assist the AML Manager in monitoring compliance of the firm's risk procedures.
  • Conduct screening to identify Politically Exposed Persons (PEPs), sanctions concerns, and other regulatory and reputational risks.
  • Respond to and resolve AML queries, and profile and organize client Know Your Customer (KYC) information.
  • Assist with running conflict checks and analyzing the results, escalating when required.
Requirements:
  • Good legal knowledge and experience in risk and compliance from a law firm or legal services environment.
  • Strong AML, Customer Due Diligence (CDD), PEPs, Sanctions, Conflicts, and source of funds experience.


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