Current jobs related to Lead Compliance Monitoring Specialist - London, Greater London - Admiral

  • Compliance Monitoring Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

  • Compliance Monitoring Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

  • Compliance Monitoring Specialist

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

  • Senior Compliance Monitoring Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...

  • Senior Compliance Monitoring Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...

  • Compliance Monitoring Lead

    3 weeks ago

    London, Greater London, United Kingdom MFS Investment Management Full time

    Compliance Monitoring and Thematic Reviews Lead SpecialistWe put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.THE ROLEThe Compliance Monitoring...

  • Compliance Monitoring Lead

    3 weeks ago

    London, Greater London, United Kingdom MFS Investment Management Full time

    Compliance Monitoring and Thematic Reviews Lead SpecialistWe put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.THE ROLEThe Compliance Monitoring...

  • Compliance Monitoring Lead

    2 weeks ago

    London, Greater London, United Kingdom MFS Investment Management Full time

    Compliance Monitoring and Thematic Reviews Lead SpecialistWe put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.THE ROLEThe Compliance Monitoring...

  • Compliance Monitoring Lead

    2 weeks ago

    London, Greater London, United Kingdom MFS Investment Management Full time

    Compliance Monitoring and Thematic Reviews Lead SpecialistWe put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.THE ROLEThe Compliance Monitoring...

  • Senior Compliance Monitoring Associate

    1 week ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...

  • Senior Compliance Monitoring Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

  • Senior Compliance Monitoring Associate

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

  • Senior Compliance Monitoring Associate

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

  • Compliance Monitoring Specialist

    1 month ago

    London, Greater London, United Kingdom Kentro Capital Full time

    Job Title: Compliance Monitoring SpecialistAt Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.Key...

  • Compliance Monitoring Specialist

    1 month ago

    London, Greater London, United Kingdom Kentro Capital Full time

    Job Title: Compliance Monitoring SpecialistAt Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.Key...

  • Compliance Monitoring Specialist

    2 weeks ago

    London, Greater London, United Kingdom Meredith Brown Associates Full time

    Job Title: Compliance Monitoring SpecialistMeredith Brown Associates is seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our Compliance Department, you will be responsible for delivering high-quality compliance monitoring services to our clients.Key Responsibilities:Assist in the development and implementation of...

Lead Compliance Monitoring Specialist

2 months ago

London, Greater London, United Kingdom Admiral Full time

POSITION SUMMARY

Senior Compliance Monitoring Executive

An exceptional opportunity exists within Admiral Compliance for an individual to become a vital member of the monitoring team, contributing significantly to the execution of the Compliance Monitoring Strategy.

Key Responsibilities

  • Conduct thorough monitoring assessments of regulatory topics, internal divisions, and procedures to guarantee adherence to regulations while ensuring exemplary customer service.
  • Execute additional reviews as directed by the Monitoring Manager and Head of Compliance.
  • Generate comprehensive and professional reports on identified issues, securing consensus from relevant stakeholders on necessary actions and timelines.
  • Enhance understanding of Admiral Group to effectively participate in ongoing evaluations and the annual Monitoring Strategy.
  • Assist the Monitoring team and Monitoring Manager as needed.
  • Support reporting obligations as required.

Core Duties

  • Oversee and deliver monitoring evaluations of regulatory topics, internal divisions, and processes, engaging with all levels of personnel within Admiral and the broader Group.
  • Promptly highlight significant findings.
  • Ensure timely closure of actions with appropriate evidence provided, minimizing and promptly addressing any delays.
  • Represent Admiral Compliance in pertinent meetings.
  • Foster and maintain essential stakeholder relationships across Admiral and the wider Group.

Required Skills, Qualifications, and Experience

  • Proficient in establishing open relationships and achieving consensus with all internal stakeholders.
  • Highly organized, capable of working independently and proactively.
  • Adept at analyzing and interpreting complex information clearly and logically.
  • Conduct interviews to assess the risk landscape and controls.
  • Skilled in multitasking on projects and routine responsibilities under pressure.
  • Objective with timely and confident decision-making abilities.
  • Commercially aware, proactive, forward-thinking, inquisitive, and detail-oriented.
  • Strong communication and listening skills.
  • Adaptable to a dynamic and fast-paced environment.
  • Possess or be willing to obtain relevant qualifications.
  • Collaborative, effectively working with teams and key collaborators.

Please note - the vacancy may be closed early if we receive a high volume of applications or if business priorities shift.

Our Commitment to Diversity

At Admiral, we are dedicated to fostering a diverse and inclusive workplace. Admiral proudly stands as an equal opportunity employer, ensuring no discrimination based on race, sex (including pregnancy, childbirth, reproductive health decisions, or related medical conditions), national origin, gender, gender identity, sexual orientation, disability, age, or any other legally protected status.

All qualified candidates will receive equal consideration for employment.

Compensation, Benefits, and Work-Life Balance

We do not have a fixed salary for this role, as it will be contingent on the successful candidate's experience. We welcome CVs from all candidates who meet the qualifications and are open to discussing the remuneration package.

At Admiral, we take pride in being a diverse organization that prioritizes our people and customers. We offer excellent benefits to ensure employees maintain a healthy work-life balance; this is one of the reasons we are consistently recognized as one of the Sunday Times Best Big Companies to work for in the UK. We aim to provide flexibility in defining a working lifestyle that supports this, accommodating flexible hours whenever feasible.

All employees will receive 33 days of holiday (including bank holidays) upon joining, which increases with tenure, up to a maximum of 38 days (including bank holidays). Additionally, you have the option to buy or sell up to five days of annual leave beyond your allocation.

For more information, you can view some of our other key benefits.