Compliance Risk Manager
2 days ago
Our client, a leading Financial Services firm, is seeking a Compliance Monitoring Officer to join their team on a permanent basis.
As a Compliance Monitoring Officer, you will play a crucial role in assisting the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Key Responsibilities:- Assist the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme, taking account of internal risk assessments, external regulatory developments, and the Company's business plan.
- Participate in the delivery of the Company's File Review Programme, including all aspects of the work implicit in that Programme, including but not limited to Client Onboarding, Communication, and ensuring the Suitability of Pension Transfers recommendations and any Investment Schemes.
- Undertake or assist in other Compliance Reviews and Monitoring activities in accordance with the timetable set out in the Compliance Monitoring Programme.
- Report the findings of all review and monitoring activity, where appropriate, identifying root causes / wider implications, making recommendations for change, and ensuring that all actions are implemented effectively.
The ideal candidate will have a strong understanding of regulatory requirements and a proven track record of delivering high-quality Compliance Monitoring services. If you are a motivated and detail-oriented individual with excellent communication skills, we encourage you to apply for this exciting opportunity.
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Compliance Manager
2 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleHays Specialist Recruitment Limited is seeking an experienced AML Compliance Manager to join our Risk and Compliance team. As a key member of our team, you will be responsible for managing a range of AML/Compliance matters, working closely with our clients to ensure compliance with regulatory requirements.Key ResponsibilitiesManage...
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Compliance Manager
2 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleHays Specialist Recruitment Limited is seeking an experienced AML Compliance Manager to join our Risk and Compliance team. As a key member of our team, you will be responsible for managing a range of AML/Compliance matters, working closely with our clients to ensure compliance with regulatory requirements.Key ResponsibilitiesManage...
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AML Compliance Manager
2 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: AML Compliance Manager - Risk and Compliance ExpertJob Summary:We are seeking an experienced AML Compliance Manager to join our Risk and Compliance team at Douglas Scott Legal Recruitment. As a key member of our team, you will be responsible for overseeing the firm-wide risk assessment, providing AML compliance support, and delivering...
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AML Compliance Manager
2 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: AML Compliance Manager - Risk and Compliance ExpertJob Summary:We are seeking an experienced AML Compliance Manager to join our Risk and Compliance team at Douglas Scott Legal Recruitment. As a key member of our team, you will be responsible for overseeing the firm-wide risk assessment, providing AML compliance support, and delivering...
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AML Compliance Manager
3 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Medlock Partners Limited Full timeJob Title: AML Compliance Manager - Risk & Compliance SpecialistMedlock Partners Limited is seeking an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester. This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm's Anti-Money...
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AML Compliance Manager
3 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Medlock Partners Limited Full timeJob Title: AML Compliance Manager - Risk & Compliance SpecialistMedlock Partners Limited is seeking an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester. This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm's Anti-Money...
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Compliance Manager
3 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleHays Specialist Recruitment Limited is seeking an experienced AML Compliance Manager to join the Risk and Compliance team. As a key member of the team, you will be responsible for managing a range of AML/Compliance matters, working closely with colleagues to ensure the effective implementation of AML regulations.Key ResponsibilitiesManage...
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Compliance Manager
3 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleHays Specialist Recruitment Limited is seeking an experienced AML Compliance Manager to join the Risk and Compliance team. As a key member of the team, you will be responsible for managing a range of AML/Compliance matters, working closely with colleagues to ensure the effective implementation of AML regulations.Key ResponsibilitiesManage...
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AML Compliance Manager
4 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Medlock Partners Limited Full timeJob DescriptionMedlock Partners Limited is seeking an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester. This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm's Anti-Money Laundering (AML) policies and compliance processes.Main...
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Risk and Compliance Specialist
1 day ago
Stratford-upon-Avon, Warwickshire, United Kingdom RBUK Legal Limited Full timeA leading law firm in Manchester is seeking an experienced Risk and Compliance Executive to play a key role in mitigating regulatory risks and exposures.Key Responsibilities:Support the Compliance Officer for Legal Practice (COLP) in handling claims, complaints, Data Subject Access Requests (DSARs), and associated litigation.Assist the COLP in ensuring...
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Risk and Compliance Specialist
2 days ago
Stratford-upon-Avon, Warwickshire, United Kingdom RBUK Legal Limited Full timeA leading law firm in Manchester is seeking an experienced Risk and Compliance Executive to play a key role in mitigating regulatory risks and exposures.Key Responsibilities:Support the Compliance Officer for Legal Practice (COLP) in handling claims, complaints, Data Subject Access Requests (DSARs), and associated litigation.Assist the COLP in ensuring...
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Risk and Compliance Specialist
6 days ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity offers a candidate the chance to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling...
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Risk and Compliance Specialist
2 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity allows a candidate to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling claims,...
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Risk and Compliance Specialist
2 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity allows a candidate to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling claims,...
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Risk and Compliance Specialist
6 days ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity offers a candidate the chance to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling...
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Risk and Compliance Specialist
5 days ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity offers a candidate the chance to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling...
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Risk and Compliance Specialist
5 days ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity offers a candidate the chance to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling...
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Risk and Compliance Specialist
1 week ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity offers a candidate the chance to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling...
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Risk and Compliance Specialist
1 week ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeJob Title: Risk and Compliance AssistantDouglas Scott Legal Recruitment is partnering with a prestigious law firm to expand their Housing Litigation team. This exceptional opportunity offers a candidate the chance to transition from managing a caseload to a support and compliance-based role.Key Responsibilities:Assist the Compliance Officer in handling...
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AML Compliance Manager
3 weeks ago
Stratford-upon-Avon, Warwickshire, United Kingdom Douglas Scott Legal Recruitment Full timeAbout the RoleWe are seeking an experienced AML Compliance Manager to join our team at Douglas Scott Legal Recruitment. As a key member of our Risk & Compliance team, you will play a vital role in ensuring the firm's compliance with anti-money laundering regulations.Key ResponsibilitiesRisk Assessment and Maintenance: Oversee the firm-wide risk assessment,...
