CASS Regulatory Expert
5 days ago
We are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.
Key Responsibilities- CASS Oversight
- Provide expert consultancy to stakeholders across the business on CASS matters.
- Challenge the business on CASS management policies and procedures to ensure compliance.
- Work closely with the Head of CASS Oversight to maintain a strong CASS control environment.
- Develop and maintain daily/weekly CASS MI to alert senior management to CASS issues.
- Review and develop CASS control framework and FRC CASS controls matrix.
- Provide CASS technical input into new business initiatives and propositions.
- Represent FNZ Group in client CASS forums and committees.
- Ensure CASS policies and procedures remain aligned with regulatory requirements.
- Review risk events for potential CASS impact and work with the Head of CASS Oversight to mitigate.
- Facilitate understanding of CASS regulatory developments among management and employees.
- Assist in developing and delivering CASS training for employees and senior management.
- Provide CASS technical input and challenge at the CASS Committee.
- Managing Relationships
- Support and challenge key business stakeholders on CASS management reporting.
- Work with external and internal auditors during CASS audits.
- Collaborate with the Risk function to ensure CASS risk is adequately captured.
- Managing Process and Administration
- Advise and guide senior management and employees on CASS regulatory issues.
- Evaluate CASS regulatory risk exposure for new business activities.
- Team Working
- Share ideas to enhance cross-team learning and business development.
- Build and maintain relationships with internal and external parties.
- Support the team's efforts to succeed.
- Balance team and individual responsibilities.
- Exhibit objectivity and openness to others' views.
- Maintaining Operational and Company Standards
- Support the organization's goals and values.
- Encourage and drive quality and continuous improvement of processes.
- Ensure CASS practices are compliant with regulatory bodies' expectations.
- Personal Effectiveness
- Manage time effectively and prioritize work.
- Take ownership of workload and be proactive.
- Communicate effectively with stakeholders.
- Analyse and problem-solve complex regulatory information.
- Work under pressure and adapt to change.
This role is critical in ensuring the effective management of CASS processing within FNZ Group. The successful candidate will have a strong understanding of CASS regulatory requirements and be able to provide expert consultancy to stakeholders.
Requirements
- Excellent communication, relationship management, and influencing skills.
- Ability to build and maintain effective internal and external relationships.
- Ability to analyse, present, and report complex regulatory information.
-
CASS Regulatory Expert
5 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Regulatory Expert
7 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Regulatory Expert
5 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Regulatory Expert
5 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Regulatory Expert
3 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeJob DescriptionAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) requirements across our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to...
-
CASS Regulatory Expert
3 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeJob DescriptionAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) requirements across our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to...
-
CASS Regulatory Expert
6 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) requirements across our business.Key ResponsibilitiesSome of the key responsibilities of this role include:CASS...
-
CASS Oversight Specialist
5 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Oversight Specialist
7 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Compliance Analyst
5 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Compliance Analyst
7 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our organization, you will play a critical role in ensuring the effective management of CASS (Client Assets Sourcebook) matters within our business.Key ResponsibilitiesCASS OversightProvide expert consultancy to stakeholders across the...
-
CASS Compliance Specialist
6 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our CASS Oversight team, you will play a critical role in ensuring the effective management of CASS-related risks and regulatory requirements.Key ResponsibilitiesSome of the key responsibilities of this role include:CASS OversightProviding...
-
CASS Risk Management Analyst
6 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeAbout the RoleWe are seeking a highly skilled CASS Regulatory Expert to join our team at FNZ Group. As a key member of our CASS Oversight team, you will play a critical role in ensuring the effective management of CASS-related risks and regulatory requirements.Key ResponsibilitiesSome of the key responsibilities of this role include:CASS OversightProviding...
-
Client Money Reconciliation Expert
7 days ago
Bristol, Bristol, United Kingdom FNZ Group Full timeJob DescriptionRole OverviewThe FNZ Group is seeking a highly skilled and detail-oriented Internal Client Money Reconciliations Specialist to join our team. As a key member of our CASS Office, you will be responsible for ensuring the accuracy and completeness of our internal client money reconciliations.Key ResponsibilitiesProduce and review daily internal...
-
Commercial Advisory and Regulatory Expert
7 days ago
Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full timeJob SummaryHays Specialist Recruitment Limited is seeking an ambitious Commercial Advisory & Regulatory Associate/Senior Associate to join their highly regarded Digital Media and Entertainment team in Bristol.About the RoleAs a key member of the Bristol team, you will have access to a broad range of high-quality Digital Media and Entertainment advisory work,...
-
Commercial and Regulatory Legal Expert
2 days ago
Bristol, Bristol, United Kingdom Memorialplus Full timeAbout the RoleAt Memorialplus, we are seeking a highly skilled Commercial and Regulatory Legal Expert to join our dynamic team. As a key member of our organization, you will play a crucial role in providing expert legal advice and guidance on commercial and regulatory matters.Key ResponsibilitiesProvide high-quality legal advice on a range of commercial and...
-
Commercial and Regulatory Legal Expert
2 days ago
Bristol, Bristol, United Kingdom Memorialplus Full timeAbout the RoleAt Memorialplus, we are seeking a highly skilled Commercial and Regulatory Legal Expert to join our dynamic team. As a key member of our organization, you will play a crucial role in providing expert legal advice and guidance on commercial and regulatory matters.Key ResponsibilitiesProvide high-quality legal advice on a range of commercial and...
-
Compliance Business Partner
4 days ago
Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full timeJob SummaryHays Specialist Recruitment Limited is seeking a highly skilled Compliance Business Partner to join our team. As a Compliance Business Partner, you will play a crucial role in ensuring regulatory compliance and fostering strong relationships with key stakeholders.Key ResponsibilitiesBuild and Manage Collaborative RelationshipsDevelop and maintain...
-
Compliance Business Partner
4 days ago
Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full timeJob SummaryHays Specialist Recruitment Limited is seeking a highly skilled Compliance Business Partner to join our team. As a Compliance Business Partner, you will play a crucial role in ensuring regulatory compliance and fostering strong relationships with key stakeholders.Key ResponsibilitiesBuild and Manage Collaborative RelationshipsDevelop and maintain...
-
Regulatory Lawyer
3 days ago
Bristol, Bristol, United Kingdom Austen Lloyd Limited Full timeJob Summary:Austen Lloyd Limited is seeking a highly skilled and motivated Regulatory Lawyer with expertise in Shipping and Litigation to join our dynamic team.Key Responsibilities:Provide comprehensive legal support and advice on regulatory compliance, shipping disputes, and litigation matters.Advise clients on regulatory compliance and ensure adherence to...