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Compliance Officer

2 months ago

Bracknell South, United Kingdom Marc Daniels Full time
Job Description

**Job Title:** Compliance Officer

**Job Type:** Full-time

**Industry:** Automotive

**Location:** Bracknell

**Job Type:** Contract

**Duration:** 6 months (with possibility of extension)

**About the Company:** Marc Daniels is a specialist recruitment agency working with a leading automotive company.

Main Responsibilities:
  • Support the Compliance Manager in ensuring the company meets its legal and regulatory obligations.
  • Provide expert regulatory advice and guidance on compliance topics, including Consumer Duty, credit broking requirements, and Data Protection.
  • Undertake monitoring and testing activities to assess regulatory and conduct risk control processes.
  • Produce written reports on monitoring outcomes, review findings, and action plans.
  • Review and support the business to log breaches and incidents, ensuring accurate records are maintained.
  • Conduct root cause analysis on complaints, breaches, and incidents data to identify themes and emerging risks.
  • Assist in overseeing risk management activity at departmental and business-wide levels.
  • Review and update applicable policies, processes, and procedures.
  • Provide sign-off on marketing materials and customer communications in accordance with FCA rules and guidance.
  • Assist with the collation of risk and compliance Management Information for reporting to senior management.
Requirements:
  • Compliance, Risk, and/or other relevant regulatory qualifications (ICA or similar).