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Regulatory Conduct Officer
2 months ago
We are seeking a highly skilled Regulatory Conduct Officer to join our team at Lennoxvale Specialist Recruitment. As a key member of our organization, you will play a crucial role in ensuring the highest standards of regulatory compliance and professional conduct.
Key Responsibilities- Investigation and Resolution
- Investigate and respond to complaints in accordance with relevant legislation and policies.
- Provide initial assessments of complaints and consider suitable resolutions.
- Communicate effectively with members of the public, solicitors, and third parties.
- Administrative Support
- Ensure that complaint correspondence is retained on the organization's CRM casework system.
- Provide administrative support to the Head of Professional Conduct.
- Reporting and Analysis
- Provide statistical reports to the Head of Professional Conduct.
- Analyze complex data and make recommendations for improvement.
- Team Collaboration
- Work collaboratively with the Professional Conduct Manager and Head of Professional Conduct.
- Participate in regular casework meetings and contribute to the business of the organization.
- Essential Experience
- Possess a degree in law and at least two years of relevant experience, including experience of formal investigation.
- OR at least five years of relevant experience, including experience of formal investigation.
- Key Skills
- Excellent organizational and time management skills.
- Strong IT and typing skills.
- Excellent interpersonal, oral, and written communication skills.
- Strong attention to detail.
- Excellent analytical skills.
We offer a competitive salary and a range of benefits, including private medical insurance, a contributory pension scheme, and income protection.
We are an equal opportunities employer and welcome applications from diverse candidates.