Regulatory Compliance Specialist

3 weeks ago


Belfast, United Kingdom Hays Technology Full time

Job Title: Markets Regulatory Specialist

Job Summary: We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Hays Technology. As a key member of our risk management team, you will be responsible for supporting the Markets business globally through the governance and oversight of applicable regulations and the execution of controls required for Compliance Risk Management.

Key Responsibilities:

  • Conduct various risk management activities to ensure compliance with regulatory requirements.
  • Escalate, investigate, and remediate any issues identified through the regulatory compliance governance processes.
  • Perform governance of Markets Prudential and Regulatory Risk profile, including review of related issues, metrics & control performance as well as preparing executive reports for Markets senior management.
  • Assist with Regulatory applicability & control mapping analysis for appropriateness and accuracy for Markets Businesses and functions.
  • Liaise with stakeholders across multiple functions while establishing and maintaining solid relationships with our internal partners in the business.
  • Proactively identify opportunities to optimize and streamline processes, propose solutions and lead implementation of improvements.

Requirements:

  • Experience in Regulatory Governance within the Financial Services sector.
  • Proficiency in the Microsoft Office suite, particularly Excel and PowerPoint, is preferred.

Working Arrangements: This role will be hybrid with 3 days working from the office in Belfast.



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