Professional Conduct Manager
4 weeks ago
We are seeking a highly skilled and experienced Professional Conduct Manager to join our team. As a key member of our organization, you will be responsible for managing professional conduct matters, including complaints, to ensure compliance with our Regulations and Procedural Rules.
Key Responsibilities:- Manage professional conduct matters, including complaints, to ensure compliance with our Regulations and Procedural Rules.
- Review submissions and assess their jurisdiction within the Professional Conduct Committee (PCC), progressing cases accordingly.
- Lead investigations, gather evidence, conduct interviews, and draft formal letters.
- Escalate cases to panels when necessary, managing written and verbal responses from members.
- Prepare and compile case papers for PCC adjudication and ensure deadlines are met.
- Actively manage disciplinary cases, focusing on compliance and professional standards related to membership conduct.
- Draft and apply formal regulations with precision, aligning with codes of conduct and regulatory frameworks.
- Provide secretarial support for PCC meetings, including preparing agendas, taking minutes, and managing follow-up action points.
- Strong understanding of GDPR, Data Protection, and compliance frameworks.
- Knowledge of codes of conduct and disciplinary procedures within a professional setting.
- Familiarity with the roles of a board of trustees in a charitable or membership organisation.
- Experience working within a professional membership institution or regulatory body, particularly with committees, panels, or working groups.
- Excellent organisational skills and the ability to manage multiple tasks methodically.
- Strong interpersonal skills, with the ability to handle confidential information and communicate effectively in sensitive situations.
- Ability to work under pressure and make sound decisions in high-stress scenarios.
- Proficiency in Microsoft Word, Outlook, Excel, and PowerPoint.
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Professional Conduct Manager
4 weeks ago
London, Greater London, United Kingdom TPP Recruitment Full timeInterim Professional Conduct Manager OpportunityWe are seeking an experienced Interim Professional Conduct Manager to join our client's expert team. As a key member of the Professional Conduct Committee, you will play a critical role in upholding professional standards and ensuring compliance with regulatory frameworks.Key Responsibilities:Manage...
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Professional Conduct Manager
4 weeks ago
London, Greater London, United Kingdom TPP Recruitment Full timeInterim Professional Conduct Manager OpportunityWe are seeking an experienced Interim Professional Conduct Manager to join our client's expert team. As a key member of the Professional Conduct Committee, you will play a critical role in upholding professional standards and ensuring compliance with regulatory frameworks.Key Responsibilities:Manage...
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Administrative Assistant
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob SummaryWe are seeking a highly organized and flexible administrator to join our team at the Financial Conduct Authority. As an Administrative Assistant, you will provide support to our supervision and policy teams, ensuring the smooth operation of our trading venues and corporate finance firms.Key ResponsibilitiesManage diaries for managers and teams,...
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Administrative Assistant
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob SummaryWe are seeking a highly organized and flexible administrator to join our team at the Financial Conduct Authority. As an Administrative Assistant, you will provide support to our supervision and policy teams, ensuring the smooth operation of our trading venues and corporate finance firms.Key ResponsibilitiesManage diaries for managers and teams,...
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Financial Conduct Authority Board Member
1 month ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the Financial Conduct AuthorityThe Financial Conduct Authority (FCA) is a forward-thinking regulator driving significant transformation to become a more proactive and effective watchdog for the financial services industry. Our mission is to create a fair and resilient financial system, protecting consumers and promoting effective competition.We're...
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Financial Conduct Authority Board Member
1 month ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the Financial Conduct AuthorityThe Financial Conduct Authority (FCA) is a forward-thinking regulator driving significant transformation to become a more proactive and effective watchdog for the financial services industry. Our mission is to create a fair and resilient financial system, protecting consumers and promoting effective competition.We're...
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Financial Conduct Authority Board Member
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the Financial Conduct AuthorityThe Financial Conduct Authority (FCA) is a forward-thinking regulator driving significant transformation to become a more proactive and effective watchdog for the financial services industry. Our mission is to create a fair and resilient financial system, protecting consumers and promoting effective competition.We're...
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Financial Conduct Authority Board Member
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the Financial Conduct AuthorityThe Financial Conduct Authority (FCA) is a forward-thinking regulator driving significant transformation to become a more proactive and effective watchdog for the financial services industry. Our mission is to create a fair and resilient financial system, protecting consumers and promoting effective competition.We're...
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Strategic Lead for Financial Conduct Authority
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleWe are seeking a highly skilled and experienced Strategic Lead to join our team at the Financial Conduct Authority (FCA). As a Strategic Lead, you will play a key role in developing and implementing the FCA's corporate strategy, working closely with senior stakeholders to drive business growth and improvement.Key ResponsibilitiesDevelop and...
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Strategic Lead for Financial Conduct Authority
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleWe are seeking a highly skilled and experienced Strategic Lead to join our team at the Financial Conduct Authority (FCA). As a Strategic Lead, you will play a key role in developing and implementing the FCA's corporate strategy, working closely with senior stakeholders to drive business growth and improvement.Key ResponsibilitiesDevelop and...
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London, Greater London, United Kingdom Financial Conduct Authority Full timeRegulatory Specialist OpportunityWe are seeking a highly skilled Regulatory Specialist to join our Consumer Finance Directorate at the Financial Conduct Authority. As a key member of our team, you will play a crucial role in ensuring the stability of our economy and protecting consumers.Your primary responsibility will be to review and analyze information...
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Senior Conduct Risk Professional
4 days ago
London, Greater London, United Kingdom Eames Consulting Full timeEames Consulting is partnering with a Lloyd's insurer to find a Senior Conduct Risk Professional to work in their London office.The individual will support the Conduct Risk function and oversee the Consumer Duty Framework.Key Responsibilities:Conducting product outcome reviews with internal teams.Managing Fair Value data exchanges with brokers and the...
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Conduct Risk Manager
4 weeks ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeConduct Risk Manager OpportunityMiryco Consultants Ltd is seeking a highly skilled Conduct Risk Manager to join their team. This is a fantastic opportunity to work with a top Lloyd's of London insurer and contribute to the development of Conduct Risk and Consumer Duty frameworks.Key Responsibilities:Develop and implement Conduct Risk and Consumer Duty...
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Conduct Risk Manager
4 weeks ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeConduct Risk Manager OpportunityMiryco Consultants Ltd is seeking a highly skilled Conduct Risk Manager to join their team. This is a fantastic opportunity to work with a top Lloyd's of London insurer and contribute to the development of Conduct Risk and Consumer Duty frameworks.Key Responsibilities:Develop and implement Conduct Risk and Consumer Duty...
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Senior Wholesale Conduct Manager
6 hours ago
London, Greater London, United Kingdom KPMG-UnitedKingdom Full timeJob Title: Senior Wholesale Conduct ManagerAbout the RoleAt KPMG-UnitedKingdom, we're looking for a seasoned professional to lead our wholesale conduct risk management team. As a Senior Wholesale Conduct Manager, you will be responsible for overseeing the development of trading and wholesale conduct topics, including Market Abuse, Algorithmic Trading, Risk...
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Finance Professional
1 week ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority is seeking a skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for managing the FCA's regulatory oversight of various firms, including credit cards, motor finance, and debt managers. You will analyze information and data to assess a firm's business model and identify potential...
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Conduct Risk and Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeMiryco Consultants Ltd is seeking a Conduct Risk Manager to join their team at one of the top Lloyd's of London insurers. This is an exceptional opportunity to collaborate with a highly commercial and pragmatic company, as well as work alongside respected Compliance professionals in the market.Key Responsibilities:Develop and maintain Conduct Risk and...
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Risk and Conduct Manager
1 month ago
London, Greater London, United Kingdom Aviva Full timeSenior Manager - Risk, Governance and ConductJob Summary:We are seeking a seasoned business partnering professional to join our Global, Corporate and Speciality lines business area as a Senior Manager - Risk, Governance and Conduct. The successful candidate will be responsible for establishing risk policies and procedures, developing risk appetite...
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Risk and Conduct Manager
2 weeks ago
London, Greater London, United Kingdom Aviva Full timeSenior Manager - Risk, Governance and Conduct Role SummaryWe are seeking a seasoned business partnering professional to join our Global, Corporate and Speciality lines business area as a Senior Manager - Risk, Governance and Conduct. This role involves establishing risk policies and procedures, developing risk appetite statements, and providing oversight and...
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Risk and Conduct Manager
4 weeks ago
London, Greater London, United Kingdom Aviva Full timeSenior Manager - Risk, Governance and ConductJob Summary:We are seeking a seasoned business partnering professional to join our Global, Corporate and Speciality lines business area as a Senior Manager - Risk, Governance and Conduct. The successful candidate will establish risk policies and procedures, develop risk appetite statements, and provide oversight...