Wholesale Conduct Risk Senior Manager

2 weeks ago


London, Greater London, United Kingdom KPMG-UnitedKingdom Full time
Job Description

Company Overview:

KPMG-UnitedKingdom is seeking a seasoned professional to lead a diverse portfolio of technical client projects and support internal product development in the realm of risk and regulatory matters within complex trading and wholesale businesses.

Job Title: Technical Project Lead

Key Responsibilities:
  • Lead the development of trading and wholesale conduct topics, including Market Abuse, Algorithmic Trading, Risk Free Rates, Benchmarks, FX Consent Orders, and Best Execution.
  • Contribute as a subject matter expert on regulatory issues to larger projects and represent the company externally at industry events.
  • Advise clients on regulations, industry practices, and advancements in trading businesses.
  • Stay updated on the latest trends and regulations, leveraging international support when needed.
  • Apply skills to address banking risk-related issues on regional and national levels.
Requirements:

Industry Expertise:
  • Strong understanding of sell-side trading, electronic and algorithmic trading, financial products, three lines of defense model, and key bank functions.
Regulatory Knowledge:
  • Familiarity with Algorithmic Trading, Best Execution, Market Abuse Regulation, MiFID II, and SMCR.
Consulting Experience:
  • Demonstrated ability to contribute in a senior capacity to various banking engagements.
  • Excellent communication, project management, networking, and influencing skills.
  • Flexibility to work across the UK and internationally.
  • Strong project management skills and technical understanding of market conduct control testing framework.
  • Track record of producing consulting deliverables, including advisory reports, training materials, and thought leadership articles.
  • Experience managing risk and financial aspects of consulting engagements.

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