Aircraft Compliance Officer

4 weeks ago


St Albans, Hertfordshire, United Kingdom NLB Solutions Full time
Compliance Manager Job Description

NLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.

Key Responsibilities:
  1. Develop and implement effective compliance procedures to mitigate regulatory risks.
  2. Provide expert guidance on Compliance and AML oversight, Data Protection, and regulatory returns.
  3. Contribute to the development of our Compliance Monitoring Plan to ensure adherence to FCA obligations, Data Protection, Fraud Prevention, and Consumer Duty Basic Principles.
  4. Identify and monitor risks, providing a feedback loop to the Head of Compliance & Risk and the Operational Practice.
  5. Deliver ad hoc compliance training and coaching to ensure our team is equipped to meet regulatory demands.
  6. Contribute to the maintenance of our Breach Register, ensuring breaches are reported and completed to a high standard and within agreed SLAs.
  7. Analyze the causes of regulatory and procedural breaches, implementing practical remedial actions to prevent future occurrences.
  8. Escalate any ISO security risks within the business.
  9. Implement controls, document procedures, and complete risk assessment reviews as required.
Requirements:
  1. Minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, with at least 3 years in the Compliance sector.
  2. Appropriate qualifications in financial services.
  3. Excellent interpersonal and communication skills, with the ability to build strategic relationships internally and externally.
  4. Commercial acumen and awareness of the FCA handbook and data protection.


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