Aircraft Compliance Officer
4 weeks ago
NLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.
Key Responsibilities:- Develop and implement effective compliance procedures to mitigate regulatory risks.
- Provide expert guidance on Compliance and AML oversight, Data Protection, and regulatory returns.
- Contribute to the development of our Compliance Monitoring Plan to ensure adherence to FCA obligations, Data Protection, Fraud Prevention, and Consumer Duty Basic Principles.
- Identify and monitor risks, providing a feedback loop to the Head of Compliance & Risk and the Operational Practice.
- Deliver ad hoc compliance training and coaching to ensure our team is equipped to meet regulatory demands.
- Contribute to the maintenance of our Breach Register, ensuring breaches are reported and completed to a high standard and within agreed SLAs.
- Analyze the causes of regulatory and procedural breaches, implementing practical remedial actions to prevent future occurrences.
- Escalate any ISO security risks within the business.
- Implement controls, document procedures, and complete risk assessment reviews as required.
- Minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, with at least 3 years in the Compliance sector.
- Appropriate qualifications in financial services.
- Excellent interpersonal and communication skills, with the ability to build strategic relationships internally and externally.
- Commercial acumen and awareness of the FCA handbook and data protection.
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Opportunity at NLB SolutionsNLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will report directly to the CFO and lead a small team in providing Compliance and Risk services to the firm and its employees.The ideal candidate will have a minimum of 5 years' experience in...
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeNLB Solutions is seeking a Compliance Manager to join their team. The successful candidate will report directly to the CFO and manage a small team responsible for providing Compliance and Risk services to the firm and employees. The ideal candidate will have 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors,...
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Compliance and Risk Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Mission:To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements.Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business.Ensure all...
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Compliance Officer
3 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeNLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will report directly to the CFO and lead a small team responsible for ensuring the company's compliance with regulatory requirements.The ideal candidate will have at least 5 years of experience in Financial Services, preferably in the...
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Compliance Officer
3 weeks ago
St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob DescriptionAs a Compliance Manager at Outsourced Professional Administration Limited (OPAL), you will play a critical role in ensuring the firm's compliance with regulatory requirements. Your primary responsibility will be to provide a Compliance and Risk service to the firm and its employees, ensuring all relevant activities adhere to appropriate...
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Senior Legal Compliance Officer
3 weeks ago
St Albans, Hertfordshire, United Kingdom Michael Page (UK) Full timeAbout Our ClientMichael Page (UK) is proud to partner with a well-respected professional services firm in St Albans, employing over 200 employees. With a solid reputation in the market, the firm provides a variety of services across sectors, continuously striving to exceed client expectations.Job SummaryWe are seeking a Senior Legal Compliance Officer to...
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Compliance and Risk Management Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob MissionTo provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements.Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business.Ensure all...
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Senior Risk Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom Recruit Wealth Ltd Full timeRecruit Wealth Ltd is seeking a highly skilled Compliance Officer to oversee compliance, T&C, and AML, working closely with the senior leadership team.Key responsibilities include ensuring the company operates within the guidelines of the Financial Conduct Authority by implementing and overseeing compliance policies and procedures.Compliance:Comply with the...
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Chief Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom Barclay Meade Full timeBarclay Meade is currently recruiting for a Head of Trade Compliance / Export Compliance role based in Hertfordshire. The successful candidate will be responsible for leading the trade compliance function and ensuring that all export activities are conducted in compliance with relevant laws and regulations. Key responsibilities include developing and...
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Aircraft Compliance Manager
4 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timepNLBSolutionsisseekingaComplianceandRiskServiceManagertojointheirteam.ThesuccessfulcandidatewillreportdirectlytotheCFOandmanageasmallteamresponsibleforprovidingaComplianceandRiskservicetothefirmandemployeesofthecompaniestoensureallrelevantactivitiesadheretoallappropriateregulatoryrequirements./ppThecompanyoffersagreatopportunitytojoinawell-establishedbusines...
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Head of Compliance and Risk Management
4 weeks ago
St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Title: Head of Compliance and RiskOutsourced Professional Administration Limited (OPAL) is seeking a highly experienced Head of Compliance and Risk to join their team. The successful candidate will be responsible for providing a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all...
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Safety and Compliance Manager
4 weeks ago
St Albans, Hertfordshire, United Kingdom New Step Recruitment Full time £60,000 - £70,000Job Title: Health and Safety ManagerAbout the Role:We are seeking a highly skilled Health and Safety Manager to join our team at New Step Recruitment. As a key member of our client's SHEQ team, you will be responsible for ensuring the highest standards of safety, health, environmental practices, and quality control are met across a wide range of exciting...
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Planning Enforcement Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom Watford Borough Council Full timeAbout the Role We are seeking a Planning Enforcement Officer to join our team at Watford Borough Council. As a Planning Enforcement Officer, you will play a vital role in ensuring compliance with planning policies and regulations. You will be responsible for handling enforcement investigations and enquiries, providing advice and support to councillors, other...
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Chief Operating Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom St Albans Education Group (STAEG) Full timeChief Operating OfficerSt Albans Education Group (STAEG) is seeking a high-calibre Chief Operating Officer to provide strategic commercial and operational leadership at a critical juncture in the Group's development.The successful candidate will be a dynamic, commercially-minded and experienced leader who will drive the infrastructure and operational...
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Chief Operating Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom St Albans Education Group Full timeChief Operating OfficerSt Albans Education Group is seeking a high-calibre Chief Operating Officer to provide strategic commercial and operational leadership at a critical stage in the Group's development.The successful candidate will be a dynamic, commercially-minded leader who will drive the infrastructure and operational strategy of the Group through a...
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Planning Enforcement Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom Watford Borough Council Full timeAbout the Role We are seeking a Planning Enforcement Officer to join our team at Watford Borough Council. As a Planning Enforcement Officer, you will play a vital role in shaping our new shared services team across Watford Borough Council and St Albans City and District Council. Your key responsibilities will include providing advice and support to...
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Trust Manager
4 weeks ago
St Albans, Hertfordshire, United Kingdom Clark Wood Full timeClark Wood is recruiting on behalf of a reputable firm of chartered accountants seeking an experienced Trust Manager for their St Albans office. The successful candidate will be responsible for a varied portfolio of UK resident and charitable trusts, ensuring key deadlines for annual accounts and tax compliance are met.Key Responsibilities:Manage a portfolio...
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Planning Enforcement Officer
3 weeks ago
St Albans, Hertfordshire, United Kingdom Watford Borough Council Full timeAbout the RoleWe are seeking a skilled Planning Enforcement Officer to join our team at Watford Borough Council. As a key member of our shared services team, you will play a vital role in shaping our new service offering and driving process change.Your primary responsibility will be to provide advice and support to councillors, other planning officers,...