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Compliance and Legal Affairs Manager

2 months ago

London, Greater London, United Kingdom Bruin Full time
Position Overview

Role: Compliance and Legal Affairs Manager

Contract Type: Fixed Term Contract

Location: London

Compensation: Competitive Salary + Performance Incentives + Benefits

Reporting Line: Chief Financial Officer

Work Arrangement: Hybrid Work Model

Direct Reports: None

About the Position:

We are seeking a Compliance and Legal Affairs Manager to join our expanding global private equity firm on a fixed-term basis. This role is pivotal in ensuring that our operations align with legal standards and compliance requirements.

Key Responsibilities:

  • Manage legal and compliance tasks, including company secretarial duties, policy formulation and updates, and regulatory compliance activities.
  • Provide legal counsel to internal teams and external stakeholders regarding various contracts and agreements.
  • Draft, prepare, and review legal documentation with precision.
  • Maintain accurate records of all communications related to contracts and agreements.
  • Oversee the organization and filing of signed agreements to ensure proper documentation.
  • Facilitate the approval processes for both UK and international offices.
  • Conduct research on legal cases and pertinent legal information.
  • Ensure adherence to data protection regulations and compliance with legal standards across all documents.
  • Engage effectively with external agencies and partners.

Qualifications and Skills:

  • Preferred qualifications include being a UK-qualified solicitor or holding a similar credential.
  • A minimum of four years of relevant experience in a comparable position is required.
  • Experience in a Financial Conduct Authority (FCA) regulated environment is advantageous.
  • Proficiency in reviewing and drafting commercial contracts and legal documents is essential.
  • Ability to research and comprehend applicable laws and regulations, with effective communication skills for team and stakeholder interactions.
  • Experience in Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance processes is necessary.
  • Familiarity with regulatory frameworks within the financial services sector is beneficial.
  • Self-motivated with the capability to manage multiple projects concurrently.
  • Ability to work independently as well as collaboratively within a team setting.
  • Strong attention to detail and exceptional organizational skills are crucial.
  • Must be approachable and open in communication.
  • Knowledge of the asset management industry and its regulatory landscape is desirable.

At Bruin, our mission is straightforward – to prioritize the well-being of our employees, clients, and communities.

We are committed to fostering a positive impact both within the workplace and beyond, starting with the recruitment of top talent without regard to race, religion, color, national origin, age, gender, sexual orientation, marital status, or disability.