Compliance Officer and Money Laundering Reporting Officer

2 days ago

London, Greater London, United Kingdom Fintech-Rec Group Ltd Full time
About the Role

We are seeking a highly skilled Compliance Officer and Money Laundering Reporting Officer to join our team at Fintech-Rec Group Ltd. As a key member of our Senior Management Team, you will play a critical role in ensuring our company's compliance with regulatory requirements and preventing financial crime.

As the MLRO, you will be responsible for developing and maintaining our Compliance Framework, including policies, procedures, and systems to ensure ongoing compliance with regulatory requirements. You will also be responsible for managing and developing our Risk-Based Approach, identifying and assessing new and emerging Money Laundering risks to the business and their relevant mitigations.

Key Responsibilities include:

  • Maintaining and developing the firm's Compliance Framework of Policies, Procedures, Systems and Controls ensuring these remain in line with regulatory requirements, risk appetite and operationally effective as the business grows.
  • Managing and developing the brand's Risk-Based Approach through the Whole Firm Risk Assessment and Client Risk Assessment, including identifying and assessing new and emerging Money Laundering risks to business and their relevant mitigations.
  • Ensuring the firm's ongoing compliance with current legislation and regulation, and new legislation and regulation as and when it becomes relevant.
  • Ensuring all regulatory reporting is accurate, complete and submitted promptly and acting as the primary contact for all contact with regulatory and law enforcement bodies.
  • Receiving and investigating all internal Suspicious Activity Reports (SAR) raised and if appropriate raising externally with the National Crime Agency (NCA) in a timely manner.
  • Conducting Due Diligence reviews and client approvals on all new clients and on a periodic basis of existing clients.
  • Monitoring, reviewing and approving transactions identified for review and setting client trade limits.
  • Producing regular Compliance Reports and representing the Compliance Function at Senior Management Meetings.
  • Developing and maintaining the Compliance Monitoring Plan to monitor ongoing effectiveness of the Compliance Framework, including management of compliance audits.
  • Ensuring all staff receive relevant and regular training in relation to Money Laundering and their relevant responsibilities, including management of training materials and training log.
  • Managing Political Exposed Person (PEP) and Sanctions exposure within the business client base and transaction.

Key Requirements:

  • 1+ years' experience as MLRO or Compliance Officer or 2+ years' experience as Deputy MLRO or Compliance Manager.
  • Experience within the payment and/or FX industry.
  • Strong knowledge of the UK legislative and regulatory environment and requirements, e.g. Payment Service Regulations, Money Laundering Regulations, etc.
  • Right to live and work in the UK is essential.
  • Motivated, organised and able to multitask.
  • Good communicator to other business functions and senior management.
  • Suitable to undergo Fit and Proper Person checks e.g. no unspent convictions.
  • Bonus if you have an external AML qualification e.g. ICA or ACAMs.
Benefits

We offer:

  • Great opportunities to develop your AML and wider compliance knowledge
  • Base Salary up to £170,000
  • Great Work/Life balance and normal office hours 8:30 to 17:30
  • A friendly & experienced team to work with and an office in Canary Wharf
  • Contributory Pension

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