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Compliance Officer and Money Laundering Reporting Officer

2 months ago

London, Greater London, United Kingdom Fintech-Rec Group Ltd Full time
About the Role

We are seeking a highly skilled Compliance Officer and Money Laundering Reporting Officer to join our team at Fintech-Rec Group Ltd. As a key member of our Compliance Function, you will play a vital role in helping us fight financial crime and manage regulatory requirements.

You will act as a Payment Service Directive (PSD) Individual with the Financial Conduct Authority (FCA) and Nominated Officer with Her Majesty's Revenue and Customs (HMRC) for our company.

Key Responsibilities
  • Maintain and develop our Compliance Framework of Policies, Procedures, Systems, and Controls, ensuring these remain in line with regulatory requirements, risk appetite, and operationally effective as our business grows.
  • Manage and develop our brand's Risk-Based Approach through the Whole Firm Risk Assessment and Client Risk Assessment, including identifying and assessing new and emerging Money Laundering risks to our business and their relevant mitigations.
  • Ensure our company's ongoing compliance with current legislation and regulation and new legislation and regulation as and when it becomes relevant.
  • Ensure all regulatory reporting is accurate, complete, and submitted promptly, and act as the primary contact for all contact with regulatory and law enforcement bodies.
  • Receive and investigate all internal Suspicious Activity Reports (SAR) raised and if appropriate, raise externally with the National Crime Agency (NCA) in a timely manner.
  • Conduct Due Diligence reviews and client approvals on all new clients and on a periodic basis of existing clients.
  • Monitor, review, and approve transactions identified for review and set client trade limits.
  • Produce regular Compliance Reports and represent the Compliance Function at Senior Management Meetings.
  • Develop and maintain the Compliance Monitoring Plan to monitor ongoing effectiveness of the Compliance Framework, including management of compliance audits.
  • Ensure all staff receive relevant and regular training in relation to Money Laundering and their relevant responsibilities, including management of training materials and training logs.
  • Manage Political Exposed Person (PEP) and Sanctions exposure within our business, client base, and transactions.
Requirements
  • 1-2 years of experience as an MLRO or Compliance Officer or 2-3 years of experience as a Deputy MLRO or Compliance Manager.
  • Experience within the payment and/or FX industry.
  • Strong knowledge of the UK legislative and regulatory environment and requirements, e.g., Payment Service Regulations, Money Laundering Regulations, etc.
  • Right to live and work in the UK is essential.
  • Motivated, organized, and able to multitask.
  • Good communicator to other business functions and senior management.
  • Suitable to undergo Fit and Proper Person checks, e.g., no unspent convictions.
  • Bonus if you have an external AML qualification, e.g., ICA or ACAMS.
Benefits

We offer a great opportunity to develop your AML and wider compliance knowledge, a base salary up to £170,000, great work-life balance and normal office hours, a friendly and experienced team to work with, and an office in Canary Wharf. We also offer a contributory pension.