Compliance Manager

2 months ago


Edinburgh, Edinburgh, United Kingdom Franklin Templeton Investments Full time
Job Summary

We are seeking a seasoned Compliance Senior Manager to join our EMEA Compliance function at Franklin Templeton Investments.

Key Responsibilities
  • Develop, implement, and maintain compliance policies, procedures, and controls for alternative products and services.
  • Provide compliance advice and oversight on alternative product launches, registrations, disclosures, and marketing materials.
  • Conduct compliance monitoring and testing to identify and mitigate compliance risks and issues.
  • Liaise with regulators, auditors, and external parties on compliance inquiries, inspections, and reporting.
  • Stay up-to-date with regulatory developments and industry best practices in alternatives compliance, and provide training and updates to relevant stakeholders.
  • Collaborate with colleagues in Legal and other support functions.
Requirements
  • Experience of implementing regulatory standards to meet AIFM requirements.
  • Strong understanding of regulatory requirements impacting alternative funds, including private equity, real estate, and private credit.
  • 10+ years of relevant experience, preferably at a large financial institution or regulator.
  • Ability to understand and assess regulatory risks associated with alternative investment funds, investment services, and clients.
  • Excellent communication skills, both virtual and in-office.
  • Fluency in English required; French, German, or other European languages a plus.
What We Offer
  • Contributory pension scheme.
  • Private healthcare plan.
  • PHI.
  • Life insurance.
  • Employee Stock Investment Program.
  • Incentive plans.
  • Purchase of company funds with no sales charge.
  • Educational reimbursement and on-site training.

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