Mortgage Compliance Specialist

3 weeks ago


Basildon, Essex, United Kingdom Stonebridge Mortgage Solutions Limited Full time
Business Standards Associate

We are seeking a highly skilled Business Standards Associate to join our team at Stonebridge Mortgage Solutions Limited. As a Business Standards Associate, you will play a crucial role in ensuring the highest standards of compliance and risk management across our UK-wide network of professional mortgage and insurance advisers.

Key Responsibilities:
  • Review and provide feedback on mortgage and insurance case files to ensure compliance with operating procedures, the Stonebridge Performance Management System, and FCA regulatory requirements.
  • Provide coaching and guidance to upskill advisers, fostering good practice and standards, by phone and email.
  • Complete reviews of mortgage and insurance cases, providing feedback on risks, shortfalls, or potential fraud for adviser action.
  • Deal with adviser queries by phone/email, giving instructions to complete cases in line with standards and regulations.
  • Review sales promotions and documentation, providing feedback and guidance as required.
Requirements:
  • Previous mortgage file reviewing or adviser experience.
  • Experience of providing one-to-one feedback around compliance or receiving one-to-one feedback around compliance as a mortgage adviser.
  • Able to fully satisfy the pre-employment screening process, which comprises right to work, identity, 5 years referencing, AML, credit screen, financial sanctions, and DBS checks.

We offer a range of benefits, including flexible working, free breakfast and lunch, fresh fruit snacks, hot and cold soft drinks, and a comprehensive employee benefits platform. If you are a motivated and detail-oriented individual with a passion for compliance and risk management, we encourage you to apply for this exciting opportunity.



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