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Financial Regulation Associate

2 months ago


London, Greater London, United Kingdom Clifford Chance Full time

About the Role

We are seeking an experienced Financial Regulation Associate to join our team at Clifford Chance. As a key member of our financial regulatory practice, you will advise clients on a wide range of financial services businesses, including investment banking, commercial banking, asset management, insurance, wealth management, retail banking, payments services, fintech, exchanges, clearing and settlement.

Key Responsibilities

  • Advising clients on new ways of doing business, including surveying licensing and marketing requirements and providing structuring advice on business expansions.
  • Providing advice on the UK regulatory perimeter and marketing restrictions.
  • Advising on netting and collateral arrangements.
  • Advising on regulatory change implementation.
  • Preparing standard terms of business, depositary/custody agreements and distribution/placement agent agreements.
  • Advising on bank, asset manager and investment firm authorisations.
  • Advising in relation to fund formation, including advising on regulatory classification of fund; application for authorisation of funds/fund managers; and reviewing constitutional documents.
  • Advising on fund marketing notification/authorisation requirements, disclaimers, PPMs and advising on application of asset stripping requirements.
  • Advising on M&A and reorgs including carrying out due diligence.
  • Drafting notifications of acquisition of control/major holdings.

About Us

Clifford Chance is one of the largest international law firms in the world, with over 30 offices across the globe. We strive to exceed the expectations of our clients, providing them with the highest-quality advice and legal insight, which combines the firm's global standards with in-depth local expertise.

What We Offer

We offer a dynamic and inclusive work environment, with opportunities for growth and development. Our team is committed to delivering exceptional results and making a positive impact on our clients' businesses. If you are a motivated and experienced professional looking to take your career to the next level, we encourage you to apply for this exciting opportunity.