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Senior Client Asset Manager
1 month ago
Job Summary: We are seeking a highly skilled Senior CASS Analyst to join our Client Asset Management Team in London. The successful candidate will be responsible for ensuring the firm's compliance with CASS regulations and will work closely with the Head of CAM to manage the workload of the team.
Key Responsibilities:
* Assist in the day-to-day management of client assets throughout the group
* Oversee the daily client asset reconciliations, including custody asset and client money
* Provide guidance and support to junior team members on CASS and related operational matters
* Assist in generating and maintaining client money policies
* Support the Head of CAM in enabling client asset regulatory change across CMC UK and the wider Group
* Deal with client asset queries and be the primary contact on procedural queries
* Ensure the accurate recording and identification of incidents related to CASS
* Maintain an up-to-date CASS resolution pack
* Assist in the annual external CASS Audits and internal audits as required
Requirements:
* Strong knowledge of CASS rules, specifically CASS 6 and 7
* Good working knowledge of financial markets and related products
* Experience of incident management and auditing
* IT competent, particularly MS Office (Advanced Excel and Word)
* Strong attention to detail and ability to work independently and within a team environment
* Confident communicator
About CMC Markets:
CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age.
Working with Us:
We offer a dynamic and supportive work environment, with opportunities for professional growth and development. If you are a motivated and experienced professional looking for a new challenge, please submit your application.
