AML Risk Specialist

1 month ago


Exeter, Devon, United Kingdom JMC Legal Recruitment Full time
About the Role

We are seeking a qualified solicitor with 3+ years of PQE to join our team as a Risk Associate. As a key member of our legal and regulatory framework, you will provide advice and guidance on a wide range of risk and compliance matters.

Key Responsibilities
  • Manage conflicts of interest and AML/financial crime matters
  • Provide guidance on data protection, SRA Accounts Rules, and handling claims and complaints
  • Work closely with senior stakeholders to ensure compliance with regulatory requirements
  • Develop and implement key compliance processes and procedures
Requirements
  • Qualified lawyer with at least 3 years' PQE or equivalent foreign qualification
  • Expertise in handling conflicts of interest and financial crime matters
  • Strong organisational skills with the ability to manage competing priorities
  • Proven experience managing key compliance processes and procedures
About the Firm

This top-tier firm has a global reach and has become one of the pioneers in creating private wealth for HNW clients. They are well known for their work across a wide range of banking and finance services, including ethical and sustainable investment, FinTech, insurance and re-insurance, and secured lending.

The private client team acts for some of the world's wealthiest families and individuals with substantial assets across the globe. The firm is an excellent choice to consider for those who want access to high-quality work, whilst being able to enjoy a down-to-earth, flexible, and trusting culture that allows you to balance your work and home life.


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