CASS Specialist
2 days ago
Compliance Professionals is seeking a highly skilled CASS Specialist to join our team. As a CASS Specialist, you will be responsible for ensuring that our business is fully compliant with FCA CASS regulations.
Key Responsibilities:
- Ensure compliance with FCA CASS regulations
- Drive process improvements with required controls
- Act as Client Money Assets subject matter expert
- Reconciliation of cash stock breaks and overdraft monitoring
- Root cause analysis of breaks
Requirements:
- Minimum of 3 years' experience in FCA CASS regulation
- Ability to streamline complex processes and implement a robust control environment
- Good knowledge of OTC and Listed Derivatives and Securities products
- Managing CASS Resolution Packs and breach register
- Navigating external audit
- Additional experience in EMIR, MIFIR, and SFTR Regulatory reporting is beneficial
For further information, please contact Marcus Courtney.
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CASS Specialist
7 days ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeCASS Framework Policy Specialist **Job Summary** We are seeking a highly skilled CASS Framework Policy Specialist to join our team at Pavilion Recruitment Solutions. As a key member of our team, you will be responsible for ensuring client money and asset procedures comply with CASS regulations. **Key Responsibilities** * Ensure operational adherence to...
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CASS Specialist
7 days ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeCASS Framework Policy Specialist **Job Summary** We are seeking a highly skilled CASS Framework Policy Specialist to join our team at Pavilion Recruitment Solutions. As a key member of our team, you will be responsible for ensuring client money and asset procedures comply with CASS regulations. **Key Responsibilities** * Ensure operational adherence to...
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CASS Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a highly skilled CASS Specialist to join our Compliance Professionals team. As a key member of our team, you will be responsible for ensuring that our business is fully compliant with FCA CASS regulations.Key Responsibilities:Ensure compliance with FCA CASS regulations and drive process improvements with required controls.Act as...
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CASS Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a highly skilled CASS Specialist to join our Compliance Professionals team. As a key member of our team, you will be responsible for ensuring that our business is fully compliant with FCA CASS regulations.Key Responsibilities:Ensure compliance with FCA CASS regulations and drive process improvements with required controls.Act as...
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CASS Specialist
3 days ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeJob OpportunityWe are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions.The ideal candidate will have a background in wealth, investments, or asset management and be familiar with the CASS rules and regulations.The successful candidate will be responsible for ensuring client money and asset procedures comply with CASS,...
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CASS Specialist
3 days ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeJob OpportunityWe are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions.The ideal candidate will have a background in wealth, investments, or asset management and be familiar with the CASS rules and regulations.The successful candidate will be responsible for ensuring client money and asset procedures comply with CASS,...
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CASS Specialist
13 hours ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeJob OpportunityWe are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions.The ideal candidate will have a background in wealth, investments, or asset management and be familiar with the CASS rules and regulations.The successful candidate will be responsible for ensuring client money and asset procedures comply with CASS,...
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CASS Specialist
11 hours ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeJob OpportunityWe are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions.The ideal candidate will have a background in wealth, investments, or asset management and be familiar with the CASS rules and regulations.The successful candidate will be responsible for ensuring client money and asset procedures comply with CASS,...
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CASS Reconciliation Specialist
3 weeks ago
London, Greater London, United Kingdom FNZ Full timeJob DescriptionRole OverviewThe CASS Reconciliation Specialist will play a critical role in ensuring the accuracy and completeness of CASS reconciliations, providing oversight and governance of CASS matters within the FNZ CASS Office. This position will contribute to the achievement of business objectives by assisting senior management in delivering CASS...
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CASS Reconciliation Specialist
3 weeks ago
London, Greater London, United Kingdom FNZ Full timeJob DescriptionRole OverviewThe CASS Reconciliation Specialist will play a critical role in ensuring the accuracy and completeness of CASS reconciliations, providing oversight and governance of CASS matters within the FNZ CASS Office. This position will contribute to the achievement of business objectives by assisting senior management in delivering CASS...
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CASS Assurance Specialist
6 days ago
London, Greater London, United Kingdom WELLS FARGO BANK Full timeAbout this RoleWe are seeking a highly skilled CASS Assurance Specialist to join our CIB operations team. As a key member of our team, you will play a crucial role in supporting projects, taking ownership, and creating high-quality working documents. Your responsibilities will include ensuring compliance by responding to consultations and implementing...
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CASS Assurance Specialist
6 days ago
London, Greater London, United Kingdom WELLS FARGO BANK Full timeAbout this RoleWe are seeking a highly skilled CASS Assurance Specialist to join our CIB operations team. As a key member of our team, you will play a crucial role in supporting projects, taking ownership, and creating high-quality working documents. Your responsibilities will include ensuring compliance by responding to consultations and implementing...
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CASS Assurance Specialist
3 days ago
London, Greater London, United Kingdom WELLS FARGO BANK Full timeAbout this RoleWe are seeking a highly skilled CASS Assurance Specialist to join our CIB operations team. As a key member of our team, you will play a crucial role in supporting projects, taking ownership, and creating high-quality working documents. Your responsibilities will include ensuring compliance by responding to consultations and implementing...
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CASS Assurance Specialist
3 days ago
London, Greater London, United Kingdom WELLS FARGO BANK Full timeAbout this RoleWe are seeking a highly skilled CASS Assurance Specialist to join our CIB operations team. As a key member of our team, you will play a crucial role in supporting projects, taking ownership, and creating high-quality working documents. Your responsibilities will include ensuring compliance by responding to consultations and implementing...
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CASS Specialist
7 days ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeJob OverviewWe are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions.The ideal candidate will have a strong background in wealth, investments, or asset management, with a focus on ensuring client money and asset procedures comply with CASS regulations.Key Responsibilities:Operational adherence to the CASS rules contained...
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CASS Specialist
7 days ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeJob OverviewWe are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions.The ideal candidate will have a strong background in wealth, investments, or asset management, with a focus on ensuring client money and asset procedures comply with CASS regulations.Key Responsibilities:Operational adherence to the CASS rules contained...
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CASS Expert
1 week ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeCASS Framework Policy Specialist **Job Summary** We are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions. As a CASS Expert, you will be responsible for ensuring client money and asset procedures comply with CASS regulations. **Key Responsibilities** * Ensure operational adherence to the CASS rules contained within the...
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CASS Expert
1 week ago
London, Greater London, United Kingdom Pavilion Recruitment Solutions Full timeCASS Framework Policy Specialist **Job Summary** We are seeking a highly skilled CASS SME to join our team at Pavilion Recruitment Solutions. As a CASS Expert, you will be responsible for ensuring client money and asset procedures comply with CASS regulations. **Key Responsibilities** * Ensure operational adherence to the CASS rules contained within the...
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London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeCASS Reconciliation Manager Job DescriptionJob Summary:We are seeking a detail-oriented CASS Reconciliation Manager to join our team at Hays Specialist Recruitment Limited. As a key member of our operations team, you will be responsible for managing a team of 2 and reporting directly to the Head of Operations.Key Responsibilities:Oversee daily and monthly...
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London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeCASS Reconciliation Manager Job DescriptionJob Summary:We are seeking a detail-oriented CASS Reconciliation Manager to join our team at Hays Specialist Recruitment Limited. As a key member of our operations team, you will be responsible for managing a team of 2 and reporting directly to the Head of Operations.Key Responsibilities:Oversee daily and monthly...
