CASS Manager

2 days ago


London, Greater London, United Kingdom JJ Search Full time

About the Role

Our client, a highly regarded boutique Investment Management Company, is seeking an experienced CASS Manager to support the Head of CASS in ensuring the firm meets all relevant CASS requirements and responsibilities.

Key Responsibilities

  • Manage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.
  • Take ownership of two annual limited assurance CASS audits.
  • Manage full CASS audits and ad-hoc internal audits, liaising with operational teams and collating data and drafting reports.
  • Oversee the CASS breaches register and provide updates to Client Asset committees and working groups.
  • Maintain CASS policies and procedures and update due diligence on banks and custodians.
  • Lead the production of management information for stakeholders and implement a CASS monitoring programme.

Requirements

  • Minimum 5 years of CASS experience.
  • Excellent knowledge of CASS rules.
  • Ability to manage the CASS audit process.
  • Strong data manipulation skills and experience with Excel.
  • Strong analytical skills with great attention to detail.
  • Strong interpersonal and communication skills and ability to use initiative.

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