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Regulatory Specialist

2 months ago

Kent, United Kingdom Broadgate Full time
Job Overview

**Compliance Manager** at Broadgate

We are seeking a highly skilled Compliance Manager to join our team at Broadgate. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.

Key Responsibilities

  • Lead on regulatory compliance changes and requirements, providing expert advice to the business.
  • Develop and review internal policies and procedures to ensure compliance with regulatory standards.
  • Manage SMCR applications and ensure that all stakeholders are informed and up-to-date.
  • Communicate effectively with colleagues at all levels, providing clear and concise information on compliance matters.

Requirements

  • Proven experience in policy reviews, regulatory compliance, and BAU tasks within a Financial Services environment.
  • Specialist knowledge of SMCR and its application in a compliance context.
  • Excellent communication and organizational skills, with the ability to work effectively in a team environment.

About Broadgate

Broadgate is a leading organization in the Mortgages space, with a strong commitment to regulatory compliance and risk management. As a Compliance Manager, you will be part of a dynamic team that is dedicated to delivering high-quality compliance services to our clients.