Ecomms Surveillance Analyst

3 hours ago


London, United Kingdom Investigo Full time
Job Title: Ecomms Surveillance Analyst

Investigo is seeking an experienced Ecomms Surveillance Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.

Key Responsibilities:
  • Monitor and analyze electronic communications (email, chat, voice, and other digital platforms) for signs of market abuse, insider trading, or misconduct.
  • Support trade data monitoring efforts by analyzing trading patterns and behavior to detect potential regulatory breaches or manipulation.
  • Ensure compliance with market abuse regulations (MAR) and other relevant regulatory frameworks, such as MiFID II, EMIR, and REMIT.
  • Collaborate with the Compliance and Legal teams to investigate suspicious activity identified through surveillance.
  • Work closely with front office, compliance, risk management, and IT departments to ensure efficient and effective surveillance processes.
  • Prepare and present detailed reports and analysis for senior management, regulators, and internal audits.
Requirements:
  • A minimum of two years of experience in an ecomms surveillance role within a financial institution (investment banking or commodities).
  • Familiarity with different asset classes (Commodities, equities, fixed income, FX, etc.)
  • Experience with Actimize, NICE, or similar platforms) and ecomms monitoring solutions.
What We Offer:

Investigo offers a competitive salary and benefits package, as well as opportunities for professional growth and development.



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