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Compliance Specialist

2 months ago

Reading, Reading, United Kingdom Clayton Davies Ltd Full time
Compliance Consultant Job Description

We are seeking a highly skilled Compliance Consultant to join our team at Clayton Davies Ltd. As a Compliance Consultant, you will play a crucial role in providing Compliance support to our directly authorised businesses.

Key Responsibilities:
  • Compliance Support Services: Prepare and deliver comprehensive and practical Compliance Support Services to assist clients in achieving good customer outcomes.
  • Report and Action Plan Development: Produce and deliver reports and action plans, including practical solutions, to enable clients to develop, monitor, and maintain compliance standards.
  • Stakeholder Engagement: Develop and maintain effective and proactive working relationships with internal and external stakeholders.
  • Technical and Regulatory Knowledge: Maintain and develop own technical and regulatory knowledge to ensure compliance with industry standards.
  • Business Development: Take opportunities to assist with the development of additional services and support for clients.
  • Contract Renewals and Retention Risk Management: Support negotiation of Contract Renewals and management of retention risk with internal and external stakeholders.
  • Business Projects: Actively support and engage with business projects as required by the Regulatory Manager to meet client needs and business objectives.
Requirements:
  • Qualifications: Level 4 Diploma in Financial Planning or equivalent.
  • Compliance Experience: Previous compliance experience in the Wealth Management space.

We offer a competitive salary, bonus, and benefits package, including private medical insurance and a pension scheme. If you are a motivated and experienced Compliance professional looking for a new challenge, please apply with your CV and a cover letter outlining your experience and qualifications.