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Senior Compliance Regulatory Advice Director

2 months ago

Bristol, Bristol, United Kingdom Broadgate Search Ltd Full time

As a Senior Regulatory Compliance Advice Director at Broadgate Search Ltd, you will lead the Regulatory Advice team in providing clear, pragmatic, and timely advice on day-to-day activities and change initiatives.

In addition, you will be responsible for analyzing regulatory change and supporting impacted business areas in effective implementation and embedding.

Main Responsibilities

  • Support the design and implementation of an effective framework to ensure day-to-day activities comply with regulatory requirements and internal policies & standards.
  • Ensure that effective regulatory advice is provided for change activities such as product developments and other projects.
  • Support the SMCR framework for our entities so that the firms and its SMFs are fully supported in meeting their individual responsibilities.
  • Effectively manage your own risks and controls whilst overseeing and challenging the business on their risks and controls.

Key Skills and Experience

  • Expert-level knowledge of the FCA sourcebook and associated guidance.
  • Strong General Insurance background.
  • An understanding of how the wider regulatory environment operates and the FCA's priorities and areas of focus.