Asset Compliance Specialist

4 weeks ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sintons Law Full time
Compliance Auditor Job Description

Sintons Law is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will play a critical role in ensuring that our firm's practices, records, and controls are in compliance with regulations and accreditation requirements.

Key Responsibilities:
  • Plan and conduct monthly quality audits to ensure compliance with regulations and accreditation requirements.
  • Perform risk assessments and internal control evaluations to identify areas for improvement.
  • Create and maintain a quality log for all audits, identifying trends and training requirements.
  • Liaise with stakeholders to calibrate audits, implement best practices, and drive performance improvements.
  • Analyze historical data to build quality improvement initiatives and drive quality strategies across all departments.
  • Evaluate audit findings and ensure the implementation of appropriate corrective actions.
  • Manage firm-wide performance through insightful communications and contributions to team meetings.
  • Prepare quality reports to be presented to key stakeholders, including all relevant documentation and information.
  • Assist the Head of Risk and Compliance and COLP with preparation for external audits, accreditations, and compliance assessments.
  • Monitor the implementation of external audit recommendations and execute remedial actions.
  • Stay updated with the latest sector regulations and best practices in internal auditing.

The ideal candidate will have experience working in a regulated environment, preferably in the legal sector. A competitive salary and firm bonus scheme are available, along with opportunities for career progression.



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