Asset Compliance Specialist
3 weeks ago
We are seeking a highly skilled Compliance Auditor to join our client, a prestigious legal firm based in Newcastle city centre. As an Internal Compliance Auditor, you will play a crucial role in ensuring our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation requirements.
Key Responsibilities:- Plan and conduct regular quality audits to verify compliance with regulations and accreditation requirements.
- Perform risk assessments and evaluate internal controls, reporting any discrepancies.
- Maintain a quality log for all audits, identifying trends and training needs.
- Collaborate with stakeholders to calibrate audits, implement best practices, and enhance performance.
- Analyse historical data to develop quality improvement initiatives and strategies.
- Evaluate audit findings and facilitate the implementation of corrective actions in conjunction with supervisors.
- Manage firm-wide performance through effective communication and contributions to team meetings.
- Interpret regulatory requirements and quality standards, ensuring compliance.
- Conduct both random and focused audits in a timely manner.
- Prepare comprehensive quality reports for presentation to senior management, including all necessary documentation.
- Assist the Head of Risk and Compliance and COLP with external audit preparations, accreditations, and compliance assessments.
- Monitor and execute remedial actions following external audit recommendations.
- Stay up-to-date with the latest sector regulations and best practices in internal auditing.
- Experience in a regulated environment, preferably within the legal sector.
- Qualification in a related field is advantageous but not essential.
- Competitive Benefits Package - including discretionary bonus scheme, medical & life insurance, and pension scheme.
- Opportunities for professional development.
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Asset Compliance Specialist
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Jameson Legal Full timeJob SummaryJameson Legal is seeking a highly skilled Asset Auditor to join our team in Newcastle upon Tyne. As an Asset Auditor, you will play a critical role in ensuring the quality compliance practices of our full-service law firm.Key ResponsibilitiesConduct regular quality audits to ensure compliance with regulations and accreditation requirements.Perform...
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Asset Compliance Specialist
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Jameson Legal Full timeJob SummaryJameson Legal is seeking a highly skilled Asset Auditor to join our team in Newcastle upon Tyne. As an Asset Auditor, you will play a critical role in ensuring the quality compliance practices of our full-service law firm.Key ResponsibilitiesConduct regular quality audits to ensure compliance with regulations and accreditation requirements.Perform...
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Asset Compliance Specialist
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Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Jameson Legal Full timeJob Title: Asset AuditorThis is an exciting opportunity to join Jameson Legal in Newcastle upon Tyne as an Asset Auditor. You will be working closely with the Head of Risk & Compliance and the COLP to ensure quality compliance practices and perform Compliance Audits to ensure requirements are met to a high standard.Key Responsibilities:Plan and conduct...
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Asset Compliance Specialist
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Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Jameson Legal Full timeJob Title: Asset AuditorThis is an exciting opportunity to join Jameson Legal in Newcastle upon Tyne as an Asset Auditor. You will be working closely with the Head of Risk & Compliance and the COLP to ensure quality compliance practices and perform Compliance Audits to ensure requirements are met to a high standard.Key Responsibilities:Plan and conduct...
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Asset Compliance Specialist
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Asset Compliance Specialist
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Asset Compliance Specialist
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