Financial Crime Compliance Specialist

5 days ago

London, Greater London, United Kingdom Jupiter Full time
About Jupiter

Jupiter is a leading investment management company with a global presence, serving individual and institutional investors through a range of financial products and services.

Our company culture emphasizes the importance of active, healthy lifestyles, with a focus on employee well-being and productivity.

Job Summary

We are seeking a highly skilled Financial Crime Compliance Specialist to join our team. The successful candidate will support the Financial Crime Compliance Team in all activities related to financial crime matters, including anti-money laundering, counter-terrorist financing, sanctions, tax evasion, anti-bribery and corruption, and fraud.

Key Responsibilities
  • Provide financial crime-related guidance to internal and external stakeholders.
  • Perform financial crime risk assessments and other related tasks to mitigate financial crime risks within the company.
  • Collect background information and investigate all reported Suspicious Activity Reports (SARs).
  • Draft National Crime Agency reports for submission by the Nominated Officer as required.
  • Prepare and submit Action Fraud reports when necessary.
  • Gather information and respond to external investigation queries, e.g., from law enforcement agencies.
  • Review automated screening tool results to ensure that any positive matches against relevant sanctions and Politically Exposed Persons (PEPs) lists are dealt with appropriately and promptly.
  • Carry out ad-hoc sanctions/PEPs lists checks and other sanctions/PEPs checking tasks.
  • Prepare approvals for the Money Laundering Reporting Officer (MLRO) of all identified PEPs and accurately record details on the relevant PEP registers.
  • Review fraud alerts.
  • Compile and submit fraud statistics to the Investment Association.
  • Assist in performing additional due diligence checks on 'higher risk' clients and investors, including PEPs.
  • Lead bi-weekly Financial Crime Compliance team meetings, ensuring an agenda is sent out to attendees in advance of the meeting.
  • Review Know Your Customer (KYC) requests and ensure requested documentation and information is provided in a timely manner.
  • Review and respond to Financial Crime Compliance-related queries received from various business units.
  • Support the Financial Crime Compliance Team in implementing financial crime training across the company.
  • Support the MLRO and Head of Financial Crime Compliance in reviewing new financial crime regulations to ensure the company's policies and procedures remain compliant.
  • Produce financial crime management information for the Head of Financial Crime Compliance and MLRO.
Desired Skills and Experience
  • Previous financial crime or anti-money laundering compliance experience within a financial services firm, preferably one with a global footprint.
  • Knowledge of AML regulations, customer due diligence requirements, PEPs, and sanctions.
  • Excellent interpersonal skills and ability to communicate well with all levels of employees.
  • An analytical and enquiring mindset.
  • A systematic approach to work with an eye for detail.
  • Effective time management skills.
  • Exceptional report writing skills.
  • Excellent presentation skills.
  • Persuasive, assertive, and proactive.
  • Self-motivated team player.
  • Ability to multi-task and prioritize.
  • Ability to maintain strict confidentiality.
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint).

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