Risk and Compliance Specialist

4 weeks ago

Eastern England, United Kingdom Addington Ball Full time
Risk & Compliance Analyst Job Description

This is an exciting opportunity to join a leading financial services firm as a Risk & Compliance Analyst. The successful candidate will play a crucial role in ensuring the company adheres to regulatory standards and maintains best practices throughout the organization.

As a Risk & Compliance Analyst, you will report directly to the Director of Group Risk and be responsible for implementing compliance strategies, conducting regular assessments, and participating in projects aimed at enhancing systems and frameworks.

This is a great career opportunity for a risk and compliance professional looking to take their career to the next level. The company offers a first-class flexible work-life balance arrangement, values its people, and provides future career prospects.

Key Responsibilities:
  • Support risk control and assessment processes, performing risk assessments, root cause analysis, and identifying potential risks and vulnerabilities
  • Develop strategies and tactics to mitigate identified risks and enhance the overall risk management framework
  • Prepare, review, and maintain company policies, documentation, and reports ensuring regulatory compliance
  • Oversee the implementation and development of compliance and risk training programs for employees
  • Manage and maintain information and data related to risk, governance, and compliance, ensuring data accuracy, integrity, and security
Requirements:
  • Previous experience in risk and compliance in a regulated environment, preferably in the financial services sector or familiar with GDPR, AML, FCS, CIOT, and HMRC regulations
  • Proactive, enthusiastic, and analytical approach to seek performance gains
  • Able to convey complex information to a wide variety of people with various levels of understanding
  • Maintain a high level of knowledge relating to legislation and practices
What's on Offer:
  • A competitive starting salary up to £50,000 depending on experience
  • Flexible, hybrid working from home days (minimum 2 days office)
  • Option to opt-in to a 4-day working week on successful completion of probation
  • 25 days holiday plus your birthday off
  • Option to buy additional annual leave
  • Group Life Assurance – 6 x salary
  • Company Income Protection Scheme
  • Participation in company CSR charity events
  • Employee assistance program supporting mental and emotional wellbeing
  • A full and comprehensive benefits package including a generous pension scheme

  • Compliance Manager

    2 months ago

    Eastern England, United Kingdom Nationwide Building Society Full time

    This is a great opportunity for a Risk Manager to join the second line Prudential Risk team within Financial Risk Oversight. You will be providing specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area. You will be supporting on implementation of regulatory change, ensuring...

  • Prudential Risk Manager

    4 weeks ago

    Eastern England, United Kingdom Nationwide Building Society Full time

    About the RoleWe are seeking a highly skilled Prudential Risk Manager to join our Financial Risk Oversight team at Nationwide Building Society. As a key member of our team, you will play a critical role in providing specialist regulatory advice and ensuring compliance with prudential regulations.Key ResponsibilitiesProvide specialist core prudential...

  • Prudential Risk Manager

    1 month ago

    Eastern England, United Kingdom Nationwide Building Society Full time

    About the RoleWe are seeking a highly skilled Prudential Risk Manager to join our Financial Risk Oversight team at Nationwide Building Society. As a key member of our team, you will play a critical role in providing specialist regulatory advice and ensuring compliance with prudential regulations.Key ResponsibilitiesProvide specialist core prudential...

  • Compliance Advisory Specialist

    4 weeks ago

    Eastern England, United Kingdom Broadgate Full time

    Compliance Advisory Role at BroadgateWe are seeking a highly skilled Compliance Advisory Professional to support our Investment Management business based in the M4 Corridor. This is a hybrid role, with a maximum of 1 day per week on site.Key Responsibilities:Develop and maintain a comprehensive understanding of relevant laws, regulations, and internal...

  • Compliance Advisory Specialist

    4 weeks ago

    Eastern England, United Kingdom Broadgate Full time

    Compliance Advisory Role at BroadgateWe are seeking a highly skilled Compliance Advisory Professional to support our Investment Management business based in the M4 Corridor. This is a hybrid role, with a maximum of 1 day per week on site.Key Responsibilities:Develop and maintain a comprehensive understanding of relevant laws, regulations, and internal...

  • Compliance and Governance Specialist

    3 weeks ago

    Eastern England, United Kingdom Brown & Brown Europe Full time

    {"title": "Compliance and Governance Role", "description": "Job SummaryWe are seeking a highly skilled Compliance and Governance professional to join our team at Brown & Brown Europe. As a key member of our Compliance and Operations team, you will play a critical role in ensuring the effective management of regulatory compliance and operational frameworks...

  • Compliance and Governance Specialist

    3 weeks ago

    Eastern England, United Kingdom Brown & Brown Europe Full time

    {"title": "Compliance and Governance Role", "description": "Job SummaryWe are seeking a highly skilled Compliance and Governance professional to join our team at Brown & Brown Europe. As a key member of our Compliance and Operations team, you will play a critical role in ensuring the effective management of regulatory compliance and operational frameworks...

  • Compliance Advisory Specialist

    4 weeks ago

    Eastern England, United Kingdom Broadgate Full time

    Compliance Advisory ProfessionalWe are seeking a highly skilled Compliance Advisory Professional to support our Investment Management business based in the M4 Corridor. This is a hybrid role, with a maximum of 1 day per week on site.Key Responsibilities:Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal...

  • Compliance Advisory Specialist

    4 weeks ago

    Eastern England, United Kingdom Broadgate Full time

    Compliance Advisory ProfessionalWe are seeking a highly skilled Compliance Advisory Professional to support our Investment Management business based in the M4 Corridor. This is a hybrid role, with a maximum of 1 day per week on site.Key Responsibilities:Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal...

  • Compliance Manager

    2 months ago

    England,, UK, United Kingdom Nationwide Building Society Part time

    This is a great opportunity for a Risk Manager to join the second line Prudential Risk team within Financial Risk Oversight. You will be providing specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area. You will be supporting on implementation of regulatory change, ensuring...

  • Risk Management Specialist

    1 day ago

    Eastern England, United Kingdom The Emerald Group Ltd, Search and Selection Full time

    Key ResponsibilitiesConduct thorough underwriting risk assessments across various sectors, including domestic, bespoke, and commercial.Provide technical insights to Underwriting teams, facilitating informed insurance decisions and mitigating risks for customers and the business.Key Requirements5+ years of experience in Loss Control Surveying, Underwriting,...

  • Clinical Governance and Risk Management Specialist

    1 month ago

    Eastern England, United Kingdom InHealth Full time

    About the RoleWe are seeking a highly skilled and experienced Clinical Governance and Risk Management Specialist to join our team at InHealth. As a Senior Clinical Quality and Risk Business Partner, you will play a critical role in ensuring the delivery of high-quality services and maintaining regulatory compliance across our organization.Key...

  • Clinical Governance and Risk Management Specialist

    1 month ago

    Eastern England, United Kingdom InHealth Full time

    About the RoleWe are seeking a highly skilled and experienced Clinical Governance and Risk Management Specialist to join our team at InHealth. As a Senior Clinical Quality and Risk Business Partner, you will play a critical role in ensuring the delivery of high-quality services and maintaining regulatory compliance across our organization.Key...

  • SOx Compliance Specialist

    4 weeks ago

    Eastern England, United Kingdom La Fosse Full time

    SOx Analyst Job DescriptionWe are seeking a highly skilled SOx Analyst to join our team at La Fosse. The successful candidate will have experience in SOx implementation and remediation, with a strong focus on IT General Controls.Key Responsibilities:Assist in the implementation and remediation of SOx controlsConduct risk assessments and identify areas for...

  • SOx Compliance Specialist

    4 weeks ago

    Eastern England, United Kingdom La Fosse Full time

    SOx Analyst Job DescriptionWe are seeking a highly skilled SOx Analyst to join our team at La Fosse. The successful candidate will have experience in SOx implementation and remediation, with a strong focus on IT General Controls.Key Responsibilities:Assist in the implementation and remediation of SOx controlsConduct risk assessments and identify areas for...

  • In House Counsel

    4 weeks ago

    Eastern England, United Kingdom Clifton Search Full time

    The Opportunity:We are seeking an experienced solicitor or barrister to join our team as the lead on all things Anti-Bribery and Corruption (ABC), ethics and compliance. This is an exciting new role within our global high-tech corporate, where you will have the opportunity to make a significant impact.Main Responsibilities:• Work with and advise the...

  • In House Counsel

    4 weeks ago

    Eastern England, United Kingdom Clifton Search Full time

    The Opportunity:We are seeking an experienced solicitor or barrister to join our team as the lead on all things Anti-Bribery and Corruption (ABC), ethics and compliance. This is an exciting new role within our global high-tech corporate, where you will have the opportunity to make a significant impact.Main Responsibilities:• Work with and advise the...

  • Compliance Monitoring Lead

    4 weeks ago

    Eastern England, United Kingdom Eames Consulting Full time

    Head of Compliance MonitoringAbout the RoleEames Consulting is seeking a seasoned Compliance Monitoring professional to lead our client's compliance and risk function. As a key member of the team, you will be responsible for reviewing and streamlining existing processes, designing and implementing new initiatives to improve performance in the compliance...

  • Compliance Monitoring Lead

    4 weeks ago

    Eastern England, United Kingdom Eames Consulting Full time

    Head of Compliance MonitoringAbout the RoleEames Consulting is seeking a seasoned Compliance Monitoring professional to lead our client's compliance and risk function. As a key member of the team, you will be responsible for reviewing and streamlining existing processes, designing and implementing new initiatives to improve performance in the compliance...

  • Compliance and Governance Analyst

    2 weeks ago

    Eastern England, United Kingdom Brown & Brown Europe Full time

    Compliance and Governance Analyst Location: LeedsSalary: £Negotiable + BenefitsWe’re expanding our Compliance and Operations team in Leeds to continue to support our businesses in the most effective way.Your primary focus will be to manage the regulatory compliance and operational frameworks that contribute towards robust governance across the business....