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Senior Investment Analyst
2 months ago
We are seeking a highly skilled Regulatory Oversight Specialist to join our Investment Oversight team at Legal & General. As a key member of our team, you will play a critical role in ensuring the effective implementation of regulatory requirements and controls across our investment operations.
Key Responsibilities- Regulatory Compliance: Ensure that our investment operations are in compliance with relevant regulatory requirements, including those related to financial services, investment management, and risk management.
- Control Environment: Develop and maintain a robust control environment that ensures the accuracy, completeness, and reliability of our investment data and processes.
- Risk Management: Identify, assess, and mitigate risks associated with our investment operations, including market, credit, and operational risks.
- Process Improvement: Collaborate with cross-functional teams to design, implement, and maintain effective processes and controls that support our investment operations.
- Reporting and Analysis: Prepare and present regular reports and analysis to senior management and stakeholders on regulatory compliance, control effectiveness, and risk management.
- Regulatory Knowledge: Possess a deep understanding of regulatory requirements and standards applicable to the financial services industry, including those related to investment management and risk management.
- Investment Experience: Have a strong background in investment operations, including experience with investment products, risk management, and regulatory compliance.
- Analytical and Communication Skills: Possess excellent analytical and communication skills, with the ability to present complex information in a clear and concise manner.
- Collaboration and Teamwork: Demonstrate strong collaboration and teamwork skills, with the ability to work effectively with cross-functional teams to achieve common goals.
Legal & General is a leading financial services group and major global investor, committed to building a better society for the long term. We strive to be open, mindful, and inclusive, and are always willing to discuss flexible working arrangements and reasonable accommodations for candidates with specific needs.
