Senior Financial Advice Conduct Risk Manager

7 days ago

Solihull, Solihull, United Kingdom Legal & General Resources Limited Full time

Job Summary

We are seeking a highly skilled and experienced Conduct Risk Specialist to join our team at Legal & General Resources Limited. As a Conduct Risk Specialist, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.

Key Responsibilities

  • Work closely with 1st line risk teams and financial advisers to ensure that advice relating to lifetime mortgages, annuities, fund reviews, and other wealth products falls within our conduct risk framework.
  • Provide guidance and advice on potential growth areas for the business relating to advice strategy, charging structures, risk appetite, and consumer duty.
  • Develop and manage a framework for providing 2nd line oversight of conduct risk matters.
  • Undertake robust assessments of 1st line conduct risk practices and recommend actions for improvement.
  • Identify, understand, and communicate regulatory changes that would affect the business.

Requirements

  • You must have a Level 4 or 6 Diploma for Financial Advisers or be a Chartered Financial Adviser.
  • Strong regulatory knowledge and experience of FCA rules relating to financial advice conduct risk.
  • Good understanding of quality assurance frameworks.
  • Good understanding of protection and wealth products.
  • Demonstrable 2nd line compliance experience.

What We Offer

  • A competitive base salary.
  • A 12% car allowance.
  • A good benefits package.

About Us

Legal & General Resources Limited is a leading financial services group and major global investor. We aim to build a better society for the long term by investing our customers' money in things that make life better for everyone.

We strive to be open, mindful, and inclusive, and are always willing to discuss flexible working arrangements and reasonable accommodations for candidates with specific needs.

  • Conduct Risk Specialist

    6 days ago

    Solihull, Solihull, United Kingdom LegalAndGeneral Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key ResponsibilitiesCollaborate closely with 1st line...

  • Conduct Risk Specialist

    7 days ago

    Solihull, Solihull, United Kingdom LegalAndGeneral Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key ResponsibilitiesCollaborate closely with 1st line...

  • Conduct Risk Manager for Financial Advice

    7 days ago

    Solihull, Solihull, United Kingdom Legal & General Resources Limited Full time

    Job Description:We are seeking a highly skilled Conduct Risk Manager to join our team at Legal & General Resources Limited. As a Conduct Risk Manager, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key Responsibilities:Work closely with 1st line risk teams and financial advisers to...

  • Conduct Risk Manager for Financial Advice

    6 days ago

    Solihull, Solihull, United Kingdom Legal & General Resources Limited Full time

    Job Description:We are seeking a highly skilled Conduct Risk Manager to join our team at Legal & General Resources Limited. As a Conduct Risk Manager, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key Responsibilities:Work closely with 1st line risk teams and financial advisers to...

  • Senior Financial Advice Conduct Risk Manager

    4 days ago

    Solihull, Solihull, United Kingdom Legal & General Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team at Legal & General. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice conduct risk framework is robust and effective.Key ResponsibilitiesWork closely with 1st line risk teams and financial...

  • Senior Financial Advice Conduct Risk Manager

    4 days ago

    Solihull, Solihull, United Kingdom Legal & General Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team at Legal & General. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice conduct risk framework is robust and effective.Key ResponsibilitiesWork closely with 1st line risk teams and financial...

  • Risk Manager

    7 days ago

    Solihull, Solihull, United Kingdom Legal & General Resources Limited Full time

    Job SummaryWe are seeking a highly skilled and experienced Conduct Risk Specialist to join our team at Legal & General Resources Limited. As a Conduct Risk Specialist, you will play a critical role in ensuring that our financial advice conduct risk framework is robust and effective.Key ResponsibilitiesWork closely with 1st line risk teams and financial...

  • Risk Manager

    6 days ago

    Solihull, Solihull, United Kingdom Legal & General Resources Limited Full time

    Job SummaryWe are seeking a highly skilled and experienced Conduct Risk Specialist to join our team at Legal & General Resources Limited. As a Conduct Risk Specialist, you will play a critical role in ensuring that our financial advice conduct risk framework is robust and effective.Key ResponsibilitiesWork closely with 1st line risk teams and financial...

  • Senior Financial Advice Conduct Risk Manager

    6 days ago

    Solihull, Solihull, United Kingdom LegalAndGeneral Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key ResponsibilitiesCollaborate with 1st line risk...

  • Senior Financial Advice Conduct Risk Manager

    7 days ago

    Solihull, Solihull, United Kingdom LegalAndGeneral Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key ResponsibilitiesCollaborate with 1st line risk...

  • Financial Conduct Risk Manager

    5 days ago

    Solihull, Solihull, United Kingdom LegalAndGeneral Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key ResponsibilitiesCollaborate with 1st line risk...

  • Financial Conduct Risk Manager

    7 days ago

    Solihull, Solihull, United Kingdom LegalAndGeneral Full time

    About the RoleWe are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.Key ResponsibilitiesCollaborate with 1st line risk...

  • Senior Financial Risk Manager

    4 days ago

    Solihull, Solihull, United Kingdom Legal & General Full time

    About the RoleWe are seeking a highly skilled Senior Financial Risk Manager to join our team at Legal & General. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice conduct risk framework is robust and effective.Key ResponsibilitiesWork closely with 1st line risk teams and Financial Advisers to...

  • Senior Financial Manager

    2 weeks ago

    Solihull, Solihull, United Kingdom Hays Senior Finance Full time

    About Hays Senior FinanceHays Senior Finance is a leading business services organisation that is outperforming the market. We have excellent customer retention, innovative product offerings, and a vibrant culture that encourages career development.We are based in smart, professional-friendly offices with excellent transport links and parking. Our...

  • Financial Manager

    6 days ago

    Solihull, Solihull, United Kingdom Hays Senior Finance Full time

    About Hays Senior FinanceHays Senior Finance is a leading business services organisation that is outperforming the market. We have excellent customer retention, innovative product offerings, and a vibrant culture that encourages career development.We are based in smart, professional-friendly offices with excellent transport links and parking. Our...

  • Financial Manager

    7 days ago

    Solihull, Solihull, United Kingdom Hays Senior Finance Full time

    About Hays Senior FinanceHays Senior Finance is a leading business services organisation that is outperforming the market. We have excellent customer retention, innovative product offerings, and a vibrant culture that encourages career development.We are based in smart, professional-friendly offices with excellent transport links and parking. Our...

  • Senior Financial Manager

    5 days ago

    Solihull, Solihull, United Kingdom Recruiit Full time

    Job Summary:We are seeking an experienced Senior Ledgers Manager to join our team at Recruiit. As a key member of our finance department, you will be responsible for leading the Sales and Purchase Ledger functions, as well as Credit Control.Key Responsibilities:Team Leadership: Manage a team of 8 to ensure efficient and effective management of the AR/AP/CC...

  • Senior Financial Manager

    5 days ago

    Solihull, Solihull, United Kingdom Recruiit Full time

    Job Summary:We are seeking an experienced Senior Ledgers Manager to join our team at Recruiit. As a key member of our finance department, you will be responsible for leading the Sales and Purchase Ledger functions, as well as Credit Control.Key Responsibilities:Team Leadership: Manage a team of 8 to ensure efficient and effective management of the AR/AP/CC...

  • Financial Controller

    7 days ago

    Solihull, Solihull, United Kingdom Hays Senior Finance Full time

    About Hays Senior FinanceHays Senior Finance is a leading business services organisation that is outperforming the market. We have excellent customer retention, innovative product offerings, and a vibrant culture that encourages career development.We are based in smart, professional-friendly offices with excellent transport links and parking. Our...

  • Financial Controller

    6 days ago

    Solihull, Solihull, United Kingdom Hays Senior Finance Full time

    About Hays Senior FinanceHays Senior Finance is a leading business services organisation that is outperforming the market. We have excellent customer retention, innovative product offerings, and a vibrant culture that encourages career development.We are based in smart, professional-friendly offices with excellent transport links and parking. Our...