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Financial Conduct Risk Manager

2 months ago

Solihull, Solihull, United Kingdom LegalAndGeneral Full time
About the Role

We are seeking a highly skilled Senior Financial Advice Conduct Risk Manager to join our team on a 6-month fixed term contract. As a key member of our risk management team, you will play a critical role in ensuring that our financial advice business operates within our conduct risk framework.

Key Responsibilities
  • Collaborate with 1st line risk teams and financial advisers to ensure that advice on Lifetime Mortgages, Annuities, Fund reviews, and other Wealth products aligns with our conduct risk framework.
  • Provide guidance and advice on potential growth areas for the business, including advice strategy, charging structures, risk appetite, and consumer duty.
  • Develop and manage a framework for providing 2nd line oversight of conduct risk matters.
  • Conduct robust assessments of 1st line conduct risk practices and recommend actions for improvement.
  • Identify, understand, and communicate regulatory changes that impact the business.
Requirements
  • A Level 4 or 6 Diploma in Financial Advisers or a Chartered Financial Adviser qualification.
  • Strong regulatory knowledge and experience of FCA rules relating to Financial Advice Conduct Risk.
  • Good understanding of Quality Assurance frameworks.
  • Good understanding of Protection and Wealth products.
  • Demonstrable 2nd line compliance experience.
What We Offer
  • A competitive salary and benefits package.
  • The opportunity to participate in our annual performance-related bonus plan and valuable share schemes.
  • Generous pension contribution.
  • Life assurance.
  • Private medical insurance (permanent employees only).
  • At least 25 days holiday, plus public holidays, 26 days after 2 years' service.
  • Competitive family leave.
  • Participation in our electric car scheme.
  • Access to a range of discounts on high street stores and online.
About Us

Legal & General is a leading financial services group and major global investor. We aim to build a better society for the long term by investing our customers' money in things that make life better for everyone. We strive to be open, mindful, and inclusive, and are committed to creating a welcoming culture that values diversity and promotes career development.