Compliance Associate
3 weeks ago
Jupiter, a leading investment management firm based in the UK, is seeking a highly motivated and detail-oriented individual for the role of Compliance Trainee within our renowned Investment20/20 program.
This unique opportunity provides comprehensive training and practical experience in the dynamic world of financial compliance. As part of Jupiter's dedicated team, you will contribute to maintaining the highest ethical standards and regulatory adherence across various aspects of our operations.
Key Responsibilities:- Portfolio Compliance: Assisting with the monitoring and ensuring compliance of investment portfolios with relevant regulations and internal policies.
- Investment Compliance: Supporting the team in reviewing and analyzing investment strategies to ensure alignment with regulatory requirements and Jupiter's investment philosophy.
- Product and Client Compliance: Contributing to the development and implementation of procedures to ensure compliance across our range of investment products and client interactions.
- Central Compliance: Participating in projects and initiatives related to the firm's overall compliance framework, including policy updates and regulatory reporting.
- Financial Crime: Assisting with the prevention and detection of financial crime activities, such as money laundering and market abuse.
- Meticulous attention to detail and a commitment to accuracy.
- Strong analytical and problem-solving skills.
- Ability to work effectively both independently and as part of a team.
- Proficiency in Microsoft Office Suite.
- Excellent written and verbal communication skills.
If you are eager to embark on a rewarding career in compliance within a supportive and dynamic environment, we encourage you to apply.
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Compliance Associate
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...
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Compliance Associate
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...
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Senior Compliance Monitoring Associate
1 day ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...
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Senior Compliance Monitoring Associate
1 day ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...
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Senior Compliance Monitoring Associate
4 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...
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Senior Compliance Monitoring Associate
5 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...
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Compliance Officer
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Expert
6 days ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleSovos Compliance is seeking a highly skilled Regulatory Liaison Counsel to join our team. As a key member of our Regulatory Analysis and Design Department, you will play a critical role in bridging the gap between our regulatory expertise and our strategic ISV partners.Key ResponsibilitiesPartner closely with Sovos functions managing the...
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Compliance Expert
4 days ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleSovos Compliance is seeking a highly skilled Regulatory Liaison Counsel to join our team. As a key member of our Regulatory Analysis and Design Department, you will play a critical role in bridging the gap between our regulatory expertise and our strategic ISV partners.Key ResponsibilitiesPartner closely with Sovos functions managing the...
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Regulatory Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance; engage...
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Regulatory Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations as requested by Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...
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Regulatory Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct audits and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...
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Aircraft Compliance Manager
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring that our organization's information security and data protection practices are aligned with industry standards and regulatory requirements.Key Responsibilities:Assess...
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Aircraft Compliance Manager
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring that our organization's information security and data protection practices are aligned with industry standards and regulatory requirements.Key Responsibilities:Assess...
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AML Compliance and Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...
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Risk Management Associate
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview**Compliance Professionals** is seeking a highly skilled Compliance Associate to join our team.The ideal candidate will have prior experience in a compliance role within an asset management environment and a strong understanding of the FCA's regulatory rules as they apply to asset managers.**Key Responsibilities:**Manage compliance relationships...
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Risk Management Associate
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...