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Policy Analyst
2 months ago
We are seeking a highly skilled Compliance and Risk Management professional to join our team at RBC Capital Markets. As a key member of our Employee Compliance function, you will play a critical role in ensuring that our activities and procedures meet the highest standards of regulatory compliance.
Key Responsibilities:
- Initiate and complete the migration of employee disclosure data from legacy to new systems;
- Support the core activities of the Employee Compliance Team, including core employee conflicts management tasks, new joiner disclosures, requests for approval for, and reviews of, personal account dealing, gifts and entertainment, private investments and outside business interests;
- Collaborate with other Compliance Teams, functional teams, and client-facing teams to ensure effective compliance and risk management;
- Develop and implement compliance policies and procedures to mitigate risks and ensure regulatory compliance;
- Provide guidance and support to employees on compliance matters and ensure that they understand their roles and responsibilities in maintaining compliance;
- Conduct regular audits and reviews to ensure that our compliance programs are effective and up-to-date;
- Stay up-to-date with changing regulatory requirements and ensure that our compliance programs are aligned with these changes.
Requirements:
- Reasonable understanding of financial services and/or legal sector and experience of delivering change, including regulatory and compliance change, within those sectors;
- Experience in creating and tracking project plans and delivering regulatory projects within financial services;
- Experience in making judgements from applying policies and processes to non-routine scenarios with imperfect information;
- Be able to handle complex issues, projects, and processes;
- Previous relevant experience is preferable but not essential.
What We Offer:
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation;
- Opportunities to work with the best in the field;
- A world-class training program in financial services;
- Flexible working options fully supported.
About Us:
RBC Capital Markets is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 84,000+ employees who bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities.
