Regulatory Compliance Specialist
1 month ago
Danos Group is seeking a proficient Regulatory Reporting Subject Matter Expert to enhance our compliance operations. This role is pivotal in overseeing the Shareholder Disclosures while also encompassing broader investment compliance duties.
Core Responsibilities:
- Contribute to the management of EMEA post-trade obligations, ensuring compliance with evolving regulatory reporting standards.
- Assist in pre-trade processes during EMEA hours, collaborating effectively with global teams to provide comprehensive support to investment operations.
- Foster and maintain relationships with internal stakeholders, demonstrating an understanding of their business requirements and proactively addressing their needs.
Essential Qualifications:
- Proven experience in shareholder disclosures and threshold reporting.
- Familiarity with systems such as Blackrock Aladdin, ThinkFolio, Charles River, and Sentinel is advantageous.
- Experience in guideline monitoring and investment compliance is beneficial but not mandatory.
This is a permanent role offering hybrid working arrangements.
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs OpportunityA rare chance to start your career in chemical regulatory affairs with VRS Regulatory, a specialist scientific recruiter.About the Role:As a Regulatory Affairs Specialist, you will work under the supervision of an experienced regulatory manager, providing regulatory support to a wide range of chemical products. You will be...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs OpportunityA rare chance to start your career in chemical regulatory affairs with VRS Regulatory, a specialist scientific recruiter.About the Role:As a Regulatory Affairs Specialist, you will work under the supervision of an experienced regulatory manager, providing regulatory support to a wide range of chemical products. You will be...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...
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Aircraft Regulatory Compliance Specialist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring ManagerOur client, a leading electronic brokerage firm based in the City, is seeking a highly skilled Compliance Monitoring Manager to join their team in London.Key Responsibilities:Develop and implement a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Identify areas for improvement in systems...
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Aircraft Regulatory Compliance Specialist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring ManagerOur client, a leading electronic brokerage firm based in the City, is seeking a highly skilled Compliance Monitoring Manager to join their team in London.Key Responsibilities:Develop and implement a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Identify areas for improvement in systems...
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Regulatory Affairs Specialist
1 week ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs OpportunityA unique chance to launch your career in chemical regulatory affairs with VRS Regulatory, a specialist scientific recruiter.About the Role:Work under the guidance of an experienced regulatory manager to provide support for a diverse range of chemical products.Conduct a variety of activities, including SDS authoring, updates,...
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Regulatory Affairs Specialist
1 week ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs OpportunityA unique chance to launch your career in chemical regulatory affairs with VRS Regulatory, a specialist scientific recruiter.About the Role:Work under the guidance of an experienced regulatory manager to provide support for a diverse range of chemical products.Conduct a variety of activities, including SDS authoring, updates,...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Officer OpportunityA rare chance to kickstart your career in chemical regulatory affairs with a global chemical products business.Key Responsibilities:Work under the supervision of an experienced regulatory manager to provide regulatory support for a wide range of chemical products.Conduct a range of activities, including SDS authoring,...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Officer OpportunityA rare chance to kickstart your career in chemical regulatory affairs with a global chemical products business.Key Responsibilities:Work under the supervision of an experienced regulatory manager to provide regulatory support for a wide range of chemical products.Conduct a range of activities, including SDS authoring,...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Officer OpportunityA rare chance to kick-start your career in chemical regulatory affairs with a global chemical products business.Key Responsibilities:Work under the supervision of an experienced regulatory manager to provide regulatory support to a wide range of chemical products.Conduct a range of activities to support a broad product...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Officer OpportunityA rare chance to kick-start your career in chemical regulatory affairs with a global chemical products business.Key Responsibilities:Work under the supervision of an experienced regulatory manager to provide regulatory support to a wide range of chemical products.Conduct a range of activities to support a broad product...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Officer OpportunityA rare chance to kickstart your career in chemical regulatory affairs with a global chemical products business.Key Responsibilities:Work under the guidance of an experienced regulatory managerProvide regulatory support for a diverse range of chemical productsParticipate in ongoing and comprehensive trainingYou will be...
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Regulatory Affairs Specialist
1 day ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Officer OpportunityA rare chance to kickstart your career in chemical regulatory affairs with a global chemical products business.Key Responsibilities:Work under the guidance of an experienced regulatory managerProvide regulatory support for a diverse range of chemical productsParticipate in ongoing and comprehensive trainingYou will be...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...
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Regulatory Affairs Specialist
2 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionA rare opportunity for an aspiring regulatory affairs professional to join the regulatory team at a global chemical products business:Work under the supervision of an experienced regulatory managerProvide regulatory support to a wide range of chemical productsOngoing and comprehensive trainingAn excellent opportunity to start and establish...
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Regulatory Affairs Specialist
2 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionA rare opportunity for an aspiring regulatory affairs professional to join the regulatory team at a global chemical products business:Work under the supervision of an experienced regulatory managerProvide regulatory support to a wide range of chemical productsOngoing and comprehensive trainingAn excellent opportunity to start and establish...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...