Compliance Advisory Manager

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...

Compliance Advisory Manager OpportunityWe are seeking a Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The role involves reviewing operational SOPs, suggesting amendments and enhanced controls, and advising the business on regulatory interpretation.Key Responsibilities:Review and enhance...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Summary: We are seeking a highly experienced Compliance Advisory Manager to assist on a new project with a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Description:We are seeking a highly experienced Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The successful candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs...

About the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...

Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Job Description:At Interpath Advisory, we are seeking a highly skilled Restructuring Advisory Specialist to join our team. As a key member of our department, you will work closely with our team of experts to provide high-quality services to our clients facing financial distress.Key Responsibilities:Draft reports for presentation to company management and...

Job Title: Compliance Advisory ManagerJob Summary:We are seeking a highly skilled Compliance Advisory Manager to join our team at ETRA Talent. As a key member of our compliance team, you will be responsible for providing regulatory guidance to the business, building and maintaining positive working relationships while offering constructive challenge when...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Investment Managers. As a Compliance Manager, you will play a critical role in ensuring that our investment management activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide accurate and timely advice and training to our UK...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Compliance Advisory ManagerCoopman Search and Selection, a Certified B Corporation, is partnering with a global alternative asset manager to hire a Compliance Advisory Manager. This role will report directly to the Head of Compliance in the UK and be part of a wider team.Key ResponsibilitiesProvide expert advice on regulatory compliance and risk management...

Compliance Advisory ManagerCoopman Search and Selection, a Certified B Corporation, is partnering with a global alternative asset manager to hire a Compliance Advisory Manager. This role will report directly to the Head of Compliance in the UK and be part of a wider team.Key ResponsibilitiesProvide expert advice on regulatory compliance and risk management...

**Compliance Advisory** *** **Business Area: Group General Counsel** *** **Place of Work: London** *** **Contract Type: Permanent** *** **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate...

Compliance Advisory ManagerETRA Talent is seeking a seasoned Compliance Advisory Manager to join our team in London. As a key member of our compliance team, you will be responsible for providing regulatory guidance to the business, building and maintaining positive working relationships while offering constructive challenge when needed.Key...

Compliance Advisory ManagerETRA Talent is seeking a seasoned Compliance Advisory Manager to join our team in London. As a key member of our compliance team, you will be responsible for providing regulatory guidance to the business, building and maintaining positive working relationships while offering constructive challenge when needed.Key...

Compliance Advisory ManagerCoopman Search and Selection, a Certified B Corporation, is partnering with a global alternative asset manager to find a Compliance Advisory Manager. This role will report directly to the Head of Compliance, based in the UK, and be part of a wider team.Key Responsibilities:Provide expert regulatory and compliance advice to business...

Compliance Advisory ManagerCoopman Search and Selection, a Certified B Corporation, is partnering with a global alternative asset manager to find a Compliance Advisory Manager. This role will report directly to the Head of Compliance, based in the UK, and be part of a wider team.Key Responsibilities:Provide expert regulatory and compliance advice to business...